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Showing 181 - 190 of 960 results for "Registered"

APAC outperforms despite global sustainable finance retreat

RACHEL ALEMBAKIS  |  FRIDAY, 13 JAN 2023
... totalled US$390.3 billion, a 19% decrease compared to 2021. Green bonds, sustainability bonds and social bonds all registered declines compared to a year ago, with social bonds leading the decliners, down 46% compared to full year 2021. At a global level ...

ASIC FAR to display adviser QTRP status

CHLOE WALKER  |  TUESDAY, 10 JAN 2023
... continuous professional development requirements, it added. According to ASIC, financial advisers who were previously registered with the Tax Practitioners Board are taken to be QTRPs under transitional provisions. ASIC wrote to each of these advisers ...

ASIC takes civil action against Firstmac

CASSANDRA BALDINI  |  FRIDAY, 16 DEC 2022
... distributes term deposits and other investment products, including interests in Firstmac High Livez (High Livez) a registered managed investment scheme. Under the DDO, ASIC said Firstmac is required to take reasonable steps to ensure that it distributes ...

Financial advice among most qualified professions: Analysis

JAMIE WILLIAMSON  |  TUESDAY, 6 DEC 2022
... Rainmaker found one in five advisers have additional qualifications in the formal study of ethics, and a similar number of registered advisers are Certified Financial Planners or Chartered Financial Advisers. A further 3% were CPAs, while just 1% of ...

SMSF auditors in hot water

CHLOE WALKER  |  WEDNESDAY, 30 NOV 2022
... requirements and auditing standards. Between June 29 to September 30, ASIC disqualified three SMSF auditors from being registered, imposed additional conditions on the registration of one SMSF auditor, and cancelled the registration of two SMSF auditors. ...

Advisers must register for FSCP: ASIC

CASSANDRA BALDINI  |  THURSDAY, 24 NOV 2022
... all financial advisers will need to register with the ASIC Financial Services and Credit Panel, in addition to being registered on the Financial Advisers Register. Appearing alongside the FPA's Ben Marshan, Sciacca outlined that some advisers will ...

ASIC sues crypto fintech over unlicensed advice

JAMIE WILLIAMSON  |  THURSDAY, 24 NOV 2022
... penalty proceedings in Federal Court against Block Earner, an authorised representative of Flash Partners and AUSTRAC-registered digital currency exchange. It offered a range of fixed-yield earning products based on crypto-assets, with names including ...

Nuveen, Lighthouse back housing projects

RACHEL ALEMBAKIS  |  WEDNESDAY, 16 NOV 2022
... partnership with Lighthouse Infrastructure. Lighthouse will provide an additional $61 million in funding to SGCH Keys, a registered charity and subsidiary of SGCH Group. The funds will be used in the acquisition of 76 apartments in Parramatta to be rented ...

ASIC issues more stop orders

CHLOE WALKER  |  THURSDAY, 10 NOV 2022
... target market," ASIC said. "Finnia's distribution conditions were limited to identifying investors who had already registered with the issuer and were willing to meet the minimum investment of $25,000. There were no additional processes to investors ...

Packhorse lists cattle stations for sale

CHLOE WALKER  |  MONDAY, 7 NOV 2022
... efficiencies across the pastoral areas. The properties are being offered through CBRE's David Goodfellow and James Auty, with registered carbon baselines in place and strategies to maximise carbon sequestration and natural capital development over the ...