Search Results | Showing 181 - 190 of 969 results for "Registered" |
| | | ... equally in certain circumstances. This is because, in some situations, it may be appropriate to offer interests in a registered scheme or shares in a retail CCIV on the basis that some members are treated differently to other members, ASIC explained. ... |
| | | | ... Financial Markets Authority to be able to service retail clients. Kiwi advisers previously operated under three categories: Registered Financial Adviser (RFA), Authorised Financial Adviser (AFA) and Qualifying Financial Entities (QFE) adviser. The new ... |
| | | | ... has slashed by nearly half in the last year, according to the Australian Financial Complaints Authority (AFCA). AFCA registered 2211 financial advice-related complaints in 2022, the majority of which concern Dixon Advisory and Superannuation Services ... |
| | | | ... and that consumers won't draw a distinction between that advice and professional advice given by a qualified and registered financial planner." Some financial advisers have also had their say. One acknowledged the reform as the government reinstating ... |
| | | | ... urged former DASS clients who potentially suffered bad advice to lodge a formal complaint with AFCA, which subsequently registered some 1600 complainants in November. ASIC warned that complainants will experience delays and that there was no guarantee ... |
| | | | ... long-standing integration of ESG factors into the investment process for all our strategies, with our existing UCITS funds all registered Article 8," she explained. "We are confident that the HPI team is aligned with our culture and values at Maple-Brown ... |
| | | | ... platforms this market can sustain with 15,000 advisers for the foreseeable future. "According to Cerulli, the US has 14,000 registered investment advisers (RIAs) with $102 trillion in regulatory funds under management (FUM). These advisers direct 85% ... |
| | | | ... Peter-John Collins for integrity breaches. The deregistration, which includes a two-year ban on Collins becoming a registered tax practitioner, followed an investigation in which Collins was found to have let slip confidential law reform plans. While ... |
| | | | ... clients," said another. As most paraplanners don't want to become advisers, it's understandable they haven't registered themselves on ASIC's Financial Advisers Register (FAR), the survey stated, meaning they aren't legally required ... |
| | | | ... totalled US$390.3 billion, a 19% decrease compared to 2021. Green bonds, sustainability bonds and social bonds all registered declines compared to a year ago, with social bonds leading the decliners, down 46% compared to full year 2021. At a global level ... |
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