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Showing 191 - 200 of 960 results for "Registered"

Financial adviser registration delayed

ANDREW MCKEAN  |  THURSDAY, 3 NOV 2022
... serious misconduct. The Act had required that all financial advisers who provide personal advice to retail clients be registered by 1 January 2023. Registration was proposed to occur in two stages - stage one being a one-off registration process administered ...

ASIC sues BPS Financial over crypto claims

CASSANDRA BALDINI  |  TUESDAY, 25 OCT 2022
... Financial also claimed Qoin tokens could be used to purchase goods and services from an increasing number of merchants registered with BPS. The group also claimed Qoin Facility and or the Qoin wallet application used to transact Qoin tokens were regulated ...

Colonial First State introduces new platform

CHLOE WALKER  |  THURSDAY, 20 OCT 2022
... executive, distribution Bryce Quirk said. "Over the past decade, we have seen a significant reduction in the number of registered financial advisers and a fall in the overall number of Australians who are able to access financial advice. "We see our ...

TPB, bans dishonest tax agents

CASSANDRA BALDINI  |  TUESDAY, 18 OCT 2022
... and the ATO in ensuring that tax practitioners maintain a strong level of integrity in their lodgement activities. "Registered tax practitioners are in a privileged position of trust, and it is essential that they ensure their actions uphold the integrity ...

Advised Aussies better off on all fronts: Study

JAMIE WILLIAMSON  |  WEDNESDAY, 5 OCT 2022
... while those over 65 are more likely to think they can do it themselves. Other areas the study found advised Australians registered benefits include improved financial decision making (37%), improved money management (33%), greater financial control (28%) ...

RBA progresses digital currency project

CASSANDRA BALDINI  |  TUESDAY, 27 SEP 2022
... requirements of selected use case providers. No interest will be paid by the RBA on any holdings of eAUD and only Australian-registered entities and Australian resident individuals may hold it. All holders of eAUD will need to be invited to participate ...

Still work to do on QAR: Levy

CASSANDRA BALDINI  |  FRIDAY, 23 SEP 2022
... financial advice from their super fund or their insurer, or their platform, is not actually educated, qualified and registered," she said. The other issue is around charging, Abood added, "Super funds will be able to offer advice very cheaply through ...

Dixon Advisory pays $7m for poor advice

JAMIE WILLIAMSON  |  TUESDAY, 20 SEP 2022
... Fund and URF-related products. The conduct took place between October 2015 and May 2019. The URF is a unit trust and a registered managed investment scheme that sought to take advantage of the significant drop in house prices in the US during the Global ...

Adviser losses now baked in: Rainmaker

JAMIE WILLIAMSON  |  THURSDAY, 15 SEP 2022
... there might be no advisers left. Adviser numbers hit their peak in 2019 at 26,500, likely as a result of the need to be registered on the ASIC Financial Adviser Register to take advantage of the transition period provided to upgrade qualifications. Since ...

Montgomery, Aura Group launch new income fund

CHLOE WALKER  |  THURSDAY, 8 SEP 2022
... fund to come out of its partnership with Aura Group, the Aura Core Income Fund. The fund is an open-ended, Australian-registered managed investment scheme with a minimum investment of $25,000, offering clients exposure to the private debt investments. ...