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Showing 131 - 140 of 637 results for "Deutsche"

Aberdeen Standard fixed income lead departs

JAMIE WILLIAMSON  |  MONDAY, 1 APR 2019
... Life merger. He joined Aberdeen Asset Management in 2007 as a senior investment manager, after close to nine years at Deutsche Asset Management. Replacing Bishop at Aberdeen Standard is Adam McCabe. Based in Singapore, McCabe also leads Aberdeen Standard's ...

UBS fined $51m for reporting breaches

KARREN VERGARA  |  THURSDAY, 21 MAR 2019
... said. The FCA has fined 12 other firms for MiFID transaction reporting breaches. They are: Merrill Lynch International, Deutsche Bank AG, Royal Bank of Scotland, James Sharp & Co, Plus500UK, City Index, Societe Generale, Commerzbank AG, Instinet Europe ...

Deutsche Bank and Commerzbank merger likely

ELIZABETH MCARTHUR  |  WEDNESDAY, 20 MAR 2019
Deutsche Bank confirmed it is in discussions with Commerzbank, but say there is "no certainty any transaction will occur." Deutsche Bank chief executive Christian Sewing said in a letter to employees: "Today we have informed the public that, in the ...

Advisers to return US$125m in fees

KANIKA SOOD  |  TUESDAY, 12 MAR 2019
... last year. The Securities and Exchange Commission charged 79 people, including well-known names such as AXA Advisors, Deutsche Bank Securities, LaSalle St. Investment Advisors and Woodbury Financial Services. One year ago, the American corporate regulator ...

Saxo appoints chief executive

KARREN VERGARA  |  THURSDAY, 28 FEB 2019
... Securities Australia. Smith's prior work experience includes senior commercial and operational roles at Macquarie Bank and Deutsche Bank in Australia and Hong Kong. He replaces Ben Smoker, who left Saxo after close to three years as chief executive. ...

Janus Henderson hires from CFSGAM

KARREN VERGARA  |  THURSDAY, 14 FEB 2019
... equity funds and mandates. Prior to joining Janus Henderson in May 2013, Sullivan worked at Goldman Sachs JB Were and Deutsche Asset Management. The team comprises five natural resource investment specialists. It manages in excess of $1.3 billion. Head ...

Challenger boutique appoints chief operating officer

KANIKA SOOD  |  THURSDAY, 31 JAN 2019
... response from investors, raising a little over $1 million since. The boutique added two people to its team in September. Deutsche Bank fixed income research expert Jean Dumas joined Ardea's investment strategy team, while Darren Wadhera joined its ...

IRESS lead moves to Chi-X

KANIKA SOOD  |  THURSDAY, 10 JAN 2019
... Jokovic said. Last year, Chi-X opened up Aussie investors access to international tech stock Apple in partnership with Deutsche Bank through a new security. Deutsche Bank issued a security called transferable custody receipts (TraCRs ) to invest in overseas ...

Saxo chief departs for BT

HARRISON WORLEY  |  MONDAY, 7 JAN 2019
... former JB Markets securities and derivatives broker Eleanor Creagh. Prior to his time at Saxo, Smoker enjoyed stints at Deutsche Bank, Citi and ABN AMRO Bank. Before joining Saxo in May 2016, the new BT director headed the Australian operations of New ...

Mercer names senior investment consultant

KARREN VERGARA  |  THURSDAY, 13 DEC 2018
... 2017 until July 2018. Her previous experience includes several consulting roles at Fundhost, BT Financial Group, and Deutsche Asset Management. Mercer institutional wealth partner Richard Boyfield said Jacques' appointment will strengthen the investment ...