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Showing 1461 - 1470 of 1614 results for "Investigation"

Auscoal suffers theft of $1.6 million

AAP  |  THURSDAY, 26 MAY 2005
... cheque. Members became suspicious when funds they had rolled over did not appear on their accounts, prompting an investigation. Mr Hickey said his company was exploring their legal options to recover the money. "We're taking legal advice now to determine ...

ASIC bans Queensland advisor

... conduct that was intended to mislead the licensees for whom he was an authorised representative. The regulator's investigation also found that in March 2004 the Queensland Court found Ruurda guilty of fraud. Ruurda had acted as a proper authority holder ...

APRA investigation leads to criminal charges

... Ceiling Superannuation Fund' are facing a total of 34 criminal charges in Melbourne Magistrate Court following an investigation by the Australian Prudential Regulation Authority (APRA). Three of the five face charges under the Superannuation Industry ...

ASIC also a budget winner

... complex matters arising from the James Hardie Special Commission of Inquiry will receive an extra $3.1 million. ASIC's investigation into One-Tel and Offset Alpine Printing has also been reinforced with $4 million of the funding increase being allocated ...

Gaol term or former HIH managing director

... Jeffrey Lucy says, "This is the fourth guilty plea, and third gaoling that ASIC has achieved as part of its HIH investigation. ASIC will continue to ensure that company directors or officers who act recklessly or dishonestly are brought before the Courts." ...

Federal Court reconsiders KordaMentha remuneration claim

... KordaMentha has also agreed not to charge the Stockford administration for work done by them in assisting ASIC with its investigation and the two proceedings in the Federal Court. "The Corporations Act provides a procedure for the approval of administrators ...

NAB foreign exchange options desk back in business

... (APRA) requirements and has the approval of the regulator. Of the 81 remedial actions required as part of APRA's investigation 72 have already been submitted. "We have reached a milestone in the remedial actions program and will continue to work closely ...

Primelife's settlement with ASIC comes at a high price

... executive director Jan Redfern. Primelife will also support the regulators review of two further schemes currently under investigation. "ASIC's next step is to engage the other defendants in Federal Court ordered mediation," says Redfern.

ASIC moves to protect investors in high-yield scheme

... risk and interim measures are needed to protect consumers, ASIC will seek interlocutory orders while completing an investigation," ASIC executive director of enforcement Allen Turton says. Hoy has been ordered to surrender his passport and not leave ...

NAB Currency Options Trader pleads guilty

... Vincent Ficarra and David Bullen also appeared yesterday in the Melbourne Magistrates Court. The plea follows an ASIC investigation into the alleged unauthorised trading in foreign exchange and exchange options by NAB employees Duffy, Gray, Ficarra and ...