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Showing 1441 - 1450 of 1614 results for "Investigation"

ASIC charges unlicensed advisers

... laid against four Queensland-based 'investment advisers' for running a business without a license. Following ASIC's investigation, Marianna Casella, Peter Stokes, Anton Vilenica and Ken McDowell appeared at the Brisbane Magistrates Court today charged ...

Market wrap

AAP  |  FRIDAY, 27 JAN 2006
... 4,876.52 points, up 85.52 or 1.79 per cent. TOKYO - The Nikkei rose 1.53 per cent, returning to its level before an investigation into Internet firm Livedoor triggered a sell-off, as brokerages gained and Sony and Advantest advanced ahead of quarterly ...

Market wrap

AAP  |  WEDNESDAY, 25 JAN 2006
... rose 1.88 per cent, with Softbank Corp. and other battered stocks rebounding as concern over the fallout from an investigation into Internet firm Livedoor Co. subsided. The Nikkei ended up 288.24 points at 15,648.89. HONG KONG - Hong Kong stocks rose ...

AES member funds safe

... for lost and low-balance members were not excessive. As the superannuation watchdog is still continuing with its investigation, and said it will not make further comment, it is unclear what the conflicts of interest were and no details were given on ...

ASIC comes down on financial services fraud

... personal gambling habit. Craig John McKim pleaded guilty to seven charges under the Crimes Act, following an ASIC investigation, which alleged McKim had funneled funds from a Pegasus account, held with National Australia Bank, to three separate gaming ...

Trail commissions in super should be investigated: Industry Funds

Garry Weaven, the Industry Super Funds campaign spokesperson, has spoken out attacking the credibility of financial advisers who receive trail commissions. In a statement issued yesterday in response to an article just published by the Australian Consumers ...

AXA's Andy Penn fights APRA ban

... a superannuation fund. The super regulator's disqualification order against Penn came following its long-running investigation into Penn's role as trustee for AXA Australia Staff Superannuation Plan. In a joint statement by APRA and ASIC last May, both ...

ASIC rubs out financial adviser

... Act. Upon his termination NAB notified both the regulator and Queensland Police about Bates' conduct. Following an investigation into Bates' activities ASIC permanently banned him from providing financial services as the regulator had determined the ...

CSS fraudsters appear in court

AAP  |  THURSDAY, 18 AUG 2005
... police. Kurland was ordered to report to police daily. The AFP says $147 million was recovered early in the 18-month investigation, while federal authorities have launched legal action in Hong Kong to recover the $3 million allegedly lost aboard the ...

ASIC nabs planner and catches two directors

... deception, two counts of fraudulent misappropriation and four counts of making and using false documents. Following an investigation between 1997 and 2001, ASIC found Drakos recommended NAB clients to invest in the Bahamas-based company BSI Corp. BSI ...