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Showing 1381 - 1390 of 4383 results for "Financial advice"

Former adviser pleads guilty to stealing client funds

ELIZA BAVIN  |  WEDNESDAY, 18 NOV 2020
... ASIC said QWL, which has held an Australian financial services licence since January 2004, provided clients with financial advice including dealing in securities and advising on self-managed superannuation funds. ASIC's investigation into Hopkins and ...

ASIC opens consultation on scaled advice

ANNABELLE DICKSON  |  TUESDAY, 17 NOV 2020
... decisions, especially during times of heightened vulnerability. The corporate regulator wants feedback from the financial advice industry and others with an interest in making affordable advice more accessible to consumers, particularly in regards to ...

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... itself has previously copped a $9 million fine for offering personal loans with the proviso customers implement financial advice from them. Financial Circle's Australian financial services licence and Australian credit licenses were cancelled on ...

CountPlus to continue acquisition spree

ANNABELLE DICKSON  |  MONDAY, 16 NOV 2020
... company's annual general meeting, CountPlus chair Ray Kellerman said the "considerable dislocation" within the financial advice industry has made it opportunistic to acquire firms. "Critical to your board is only executing on opportunities that are consistent ...

Advice firms need technology to survive: FPA

ANNABELLE DICKSON  |  MONDAY, 16 NOV 2020
... pandemic, many have said the cost of providing advice remains a concern. "Our members have told us that delivering financial advice profitably remains the single biggest risk facing the performance of their business this year. Their greatest concerns ...

Fiducian looks to gain from change

ELIZA BAVIN  |  THURSDAY, 12 NOV 2020
The ASX-listed financial advice group has said it expects ongoing change in the industry to enhance its opportunities to acquire new businesses, as it considers a pipeline of growth prospects. In an update to the ASX, Fiducian said a number of established ...

ClearView flags future with HUB24

ELIZABETH MCARTHUR  |  THURSDAY, 12 NOV 2020
... ClearView's managed portfolios and our flagship LifeSolutions product series on HUB24 Invest and HUB24 Super." As for financial advice, the company said it is focussed on expanding its relationships with independent financial advice and operating a self-sustaining ...

AAT affirms SMSF adviser ban

JAMIE WILLIAMSON  |  WEDNESDAY, 11 NOV 2020
... another former authorised representative of Ballast, Marion Joan Pearson, was permanently banned from providing financial advice after she was found to have falsified documents to hide the fact client money was being paid into her own business' bank ...

CountPlus adds former MLC practice

KARREN VERGARA  |  WEDNESDAY, 11 NOV 2020
CountPlus has added new financial advice firm to the fold that was part of MLC's Godfrey Pembroke for 19 years. Ascent Private Wealth joined CountPlus as a member firm, leaving the MLC dealer group shortly after it was acquired by IOOF. Melbourne-based ...

Dealer group chief departs

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 NOV 2020
... licensee or IOOF. Stephen had spent more than 10 years with Lonsdale after a lengthy career in the Australian financial advice industry which included 12 years at AMP, two years at Australian Unity and six years as head of practice development and Bridges ...