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Showing 1341 - 1350 of 4383 results for "Financial advice"

FPA calls for levy overhaul

ANNABELLE DICKSON  |  WEDNESDAY, 3 FEB 2021
The Financial Planning Association of Australia (FPA) has recommended a review of the financial advice industry levy ahead of this year's federal budget. The FPA is calling on the government to review the ASIC industry levy and move away from annual ...

High Court dismisses Westpac appeal

JAMIE WILLIAMSON  |  WEDNESDAY, 3 FEB 2021
... has affirmed the Federal Court's 2019 decision that two Westpac subsidiaries provided unlicensed personal financial advice. In a decision handed down today, the High Court of Australia dismissed Westpac's appeal, determining the financial product ...

Sequoia completes acquisitions

ANNABELLE DICKSON  |  TUESDAY, 2 FEB 2021
... announced its plans to increase its adviser numbers and licensees to adjust to the shifting landscape of the financial advice industry.

Reference checks should cover all advice: FPA

KARREN VERGARA  |  MONDAY, 1 FEB 2021
Reference checks should be extended to general advice and to anyone that has the ability to influence the financial advice process, according to the Financial Planning Association of Australia. In its submission to ASIC for Consultation Paper 333 Implementing ...

IOOF buffeted by advice restructure

ELIZA BAVIN  |  THURSDAY, 28 JAN 2021
... liquidation of IOOF's cash management fund and a $400 million one-off transfer from the cash management trust. The financial advice business saw outflows of $1.3 billion with IOOF saying it was because of the advice business transformation as well as ...

ASIC bans former IOOF, MLC adviser

ELIZABETH MCARTHUR  |  WEDNESDAY, 20 JAN 2021
... ASIC said that a review of the advice given by Pavlidis between 2004 and 2018 found that he failed to provide financial advice that was in the best interests of clients and keep proper records. The regulator also found that he was not adequately trained ...

Hume advocates for affordable advice

KARREN VERGARA  |  WEDNESDAY, 20 JAN 2021
The federal government is driving hard the importance of accessing quality, affordable financial advice. Minister for Superannuation, Financial Services and the Digital Economy Jane Hume has flagged the opportunities the Morrison government will take ...

EISS Super director joins Macquarie board

KANIKA SOOD  |  TUESDAY, 19 JAN 2021
... representative for Ausgrid. He is also a non-executive director of Wesfarmers. He has 30 years of experience in corporate financial advice, and a strong background in structured finance and development of capital markets instruments, Macquarie said. ...

Fidelity enters UK advice market

ELIZA BAVIN  |  TUESDAY, 19 JAN 2021
... an adviser. Head of UK wealth, personal investing Simon Gibbons said there is a continued and growing need for financial advice services which help consumers to optimise their wealth as effectively as possible. "The introduction of pension freedoms ...

Industry fund operations chief exits

KARREN VERGARA  |  MONDAY, 18 JAN 2021
... Super in 2006 and after seven years moved into the client services role, where he was responsible for managing financial advice, member education, the client contact centre, business development, products and marketing. Perth-based Owen was promoted ...