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Showing 1351 - 1360 of 1465 results for "Investments Commission"

Rodney Adler back in court

... relation to securities. He faces a maximum five years' jail on each charge. The Australian Securities and Investments Commission (ASIC) alleges Adler contravened the Corporations Act when he bought more than three million HIH shares in the name of Pacific ...

Tower Australia to repay policyholders

... 1993, according to the court. The proceedings against Tower were brought by the Australian Securities and Investments Commission (ASIC). Jan Redfern, ASIC's Deputy Director of Enforcement said the watchdog's action had ensured that any investor who lost ...

ASIC places permanent ban on adviser

... acting as a representative of a securities dealer or an investment adviser, the Australian Securities and Investments Commission has announced. Mr Mudge was convicted earlier in the Adelaide District Court for inducing a person to deal in securities ...

ASIC releases investment ad guidelines

The Australian Securities and Investments Commission (ASIC) today released final guidelines on the use of past performance information in investment advertisements. "Our message to industry is that if you're going to use past performance information ...

ASIC prosecutes Sydney businessman

... Local Court Sydney, and was committed to stand trial on 11 charges laid by the Australian Securities and Investments Commission (ASIC). ASIC alleges that Mr Watt dishonestly used his position as assistant general manager of Baptist Investments & Finance ...

Three charged over FAI reinsurance arrangements

... and discharge of his duties as an officer of FAIG. In laying the charges, the Australian Securities and Investments Commission (ASIC) alleged the true substance of the reinsurance arrangements with Cologne Re Australia Ltd was concealed from FAI's auditors. ...

CPH merger begins today

WITH AAP  |  TUESDAY, 1 JUL 2003
... Challenger reported it had handed a copy of the Federal Court approval to the Australian Securities and Investments Commission (ASIC). "The merger between Challenger International Ltd and CPH Investment Corp is now effective," Challenger said. "From ...

NSW company director charged with 17 counts of fraud: ASIC

The Australian Securities and Investments Commission (ASIC) has today announced that John Forwood, director of Signprofiles (NSW), has been charged under the New South Wales Crimes Act on 17 counts of intending to defraud. The charges were laid following ...

ASIC releases Financial Literacy in Schools paper

The Australian Securities and Investments Commission (ASIC) today released a paper that examines current financial literacy teaching levels in Australian secondary schools and presents options for improving those levels. "In today's world of increasingly ...

ASIC releases directors' guidelines, Elliot banned for four years

The Australian Securities and Investments Commission (ASIC) today issued final guidelines about the way Australian listed companies should include values of options in the disclosure of directors' and executive officers' emoluments in their annual directors' ...