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Showing 1331 - 1340 of 6696 results for "Securities"

UBS fined $51m for reporting breaches

KARREN VERGARA  |  THURSDAY, 21 MAR 2019
... Plus500UK, City Index, Societe Generale, Commerzbank AG, Instinet Europe, Getco Europe, Credit Suisse and Barclays Capital Securities and Barclays Bank Plc.

Westpoint investors to receive $1.5m

HARRISON WORLEY  |  WEDNESDAY, 20 MAR 2019
... Westpoint Group. More than 200 former Wespoint investors who were members of a class action moved against Brighton Hall Securities by the corporate regulator will see $1.5 million returned to them after the claim was finalised. ASIC said its claims against ...

Banks must prioritise NPP, says Reserve Bank

ELIZABETH MCARTHUR  |  TUESDAY, 19 MAR 2019
... could benefit from the Platform's capabilities include insurance, superannuation, ecommerce, payroll, the gig economy, securities and company corporate actions. But the NPP's potential is not restricted to these sectors alone."

Advisers to return US$125m in fees

KANIKA SOOD  |  TUESDAY, 12 MAR 2019
... about US$125m million to retail customers after a regulatory clampdown on inadequate fee disclosures last year. The Securities and Exchange Commission charged 79 people, including well-known names such as AXA Advisors, Deutsche Bank Securities, LaSalle ...

Bond fund launches to local investors

KARREN VERGARA  |  MONDAY, 11 MAR 2019
... Louise Watson, managing director of Natixis Investment Managers Australia, said investors want a range of fixed-interest securities in their portfolios, to provide diverse sources of income - by geography, industry and sector. "However, some investors ...

BlackRock launches Australian bond fund

KANIKA SOOD  |  WEDNESDAY, 6 MAR 2019
... passive investment strategy designed for ESG-aware investors seeking a core fixed income exposure to Australian-dollar securities, Vardy said. "From a fee perspective, investors can now invest sustainably at the same low fee as non-ESG fixed income passive ...

Saxo launches digital access to Chinese bonds

JAMIE WILLIAMSON  |  WEDNESDAY, 6 MAR 2019
... market, and Chinese government bonds in particular," Saxo said. Saxo chief executive of Greater China Fan Xu said Chinese securities are an increasingly important part of an international investors' portfolio. This is demonstrated by record inflows into ...

Saxo appoints chief executive

KARREN VERGARA  |  THURSDAY, 28 FEB 2019
... Between October 2014 and September 2015, Smith was the former co-head of ANZ ETFS, a joint venture between ANZ and ETF Securities. Smith helped launch the business, commercial strategies and operational processes. In May 2017, ANZ ETFS disbanded after ...

IFM Investors adds policy director

KARREN VERGARA  |  THURSDAY, 28 FEB 2019
... on the newly-created role of executive director of strategy and policy. Prior to joining ISA, May worked at the US Securities and Exchanges Commission (SEC) where he was counsel to Commissioner Luis A. Aguilar. He also assisted with the regulatory response ...

Fintech expands team for ongoing growth

JAMIE WILLIAMSON  |  WEDNESDAY, 27 FEB 2019
... Street, Peter Martin joined FinClear as equity finance trader. He is a former chair and treasurer of the Australian Securities Lending Association. At State Street, Martin was head of agency securities lending trading. FinClear also added a new head ...