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Showing 1351 - 1360 of 6696 results for "Securities"

ASIC gears up for Brexit

KANIKA SOOD  |  MONDAY, 11 FEB 2019
... (MoU) with the UK's Financial Conduct Authority (FCA). This is because the FCA is set to take over from the European Securities and Markets Authority (ESMA), the overseeing of credit rating agencies, benchmarks and trade repositories post Brexit. Similarly ...

ipac Securities investment leader retires

JAMIE WILLIAMSON  |  WEDNESDAY, 6 FEB 2019
AMP Capital has confirmed the retirement of ipac Securities' chief investment officer and co-founder of the long-running Income Generator strategy. After 12 years with ipac Securities, Jeff Rogers retired at the end of January. He joined the firm in ...

Global Financial Innovation Network launches

KARREN VERGARA  |  FRIDAY, 1 FEB 2019
... innovation in the interest of consumers. Participating members include the: Financial Conduct Authority of the UK, Ontario Securities Commission of Canada, Hong Kong Securities and Futures Commission, Monetary Authority of Singapore and Consumer Financial ...

Ponzi scheme fined $1.4bn

KANIKA SOOD  |  WEDNESDAY, 30 JAN 2019
... offering them 5-10% in returns annually generated from issuing loans to third-party commercial property owners, the US Securities and Exchange Commission alleged. Many of the investors were seniors, investing their retirement savings. In reality, Woodbridge ...

Australia Day honours recognise industry stalwarts

JAMIE WILLIAMSON  |  TUESDAY, 29 JAN 2019
... executive general manager, investors and companies division of the ASX. Also recognised with an AM was former ipac securities chief executive and co-founder Peeyash Gupta. He was awarded for his significant service to business, and to the community ...

Advice dealer group seeks ASX listing

JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
... dealer group formed to bridge the gap between its institutional and boutique counterparts; an equity dealing firm in AD Securities; and investment consultancy AD Research. "AD Capital has existing traction across its AD Securities, Financial Services ...

BNP Paribas Securities Services names APAC lead

KARREN VERGARA  |  MONDAY, 21 JAN 2019
BNP Paribas appointed a new Asia Pacific lead for BNP Paribas Securities Services. Mostapha Tahiri will succeed Philippe Benoit as the head of the Asia Pacific business effective February 1. Tahiri will report to Jose Placido, global head of client ...

Primary digs heels on Aurora fund

KANIKA SOOD  |  FRIDAY, 18 JAN 2019
Primary Securities is sticking to its attempt to take over as responsible entity of the Aurora Absolute Return Fund. This is despite Aurora's refusal to acknowledge the validity of Tuesday's vote. On Tuesday at a meeting held in Canberra, unitholders ...

Investors rage coup against Aurora

KANIKA SOOD  |  THURSDAY, 17 JAN 2019
... Management as the responsible entity. However, Aurora contests the validity of this vote. The challenger is Primary Securities, backed by some investors of the fund (ASX: ABW) that hold a share greater than 5%. At a meeting convened by Primary in Canberra ...

CCIV consultation opens

KARREN VERGARA  |  THURSDAY, 17 JAN 2019
... core provisions in establishing CCIVs and their operational and regulatory requirements. Amendments to the Australian Securities and Investments Commission Act 2001 and the Personal Property Securities Act 2009 are also up for consultation. Finally ...