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Showing 1271 - 1280 of 1797 results for "Monitor"

AFA releases draft code of conduct

BEN COLLINS  |  THURSDAY, 19 JUL 2012
The Association of Financial Advisers has released a member consultation paper outlining their draft professional adviser code of conduct. The draft was released with a view to it being finalised before the Australian Securities & Investments Commission ...

HFT strategy profiling lab launched

MELANIE TIMBRELL  |  TUESDAY, 10 JUL 2012
... prior to live market release, the lab also has potential implications for exchanges and regulators wanting to profile and monitor strategies, according to the developer. Algorithmic and HFT strategies have been in the regulatory spotlight since the Flash ...

Resi property portal targets planners, SMSFs

ALEX DUNNIN  |  WEDNESDAY, 4 JUL 2012
... look for what they can actually afford within their overall portfolio that can be monitored as a financial planner would monitor it," he said. Odyssey has been designed this way because one of their founders, James Denney, worked for 16 years as a specialist ...

AMP Capital Investors restructure

MELANIE TIMBRELL  |  MONDAY, 25 JUN 2012
AMP Capital Investors has restructured its equities portfolio management within the multi-manager team. Mary McLaughlin, portfolio manager for the AMPCI Responsible Investment Leaders (RIL) Share Fund has already left the group, departing last Tuesday ...

More of the same

BENJAMIN ONG  |  MONDAY, 25 JUN 2012
... very little clue on the how. As for the when, "We will implement all our commitments in a timely manner and rigorously monitor their implementation." And when exactly is that "timely manner"? Wasn't that yesterday? Not to worry, the G-20 will convene ...

ASIC issues short PDS guidance

BEN COLLINS  |  TUESDAY, 19 JUN 2012
... still considering some aspects of the application of the shorter PDS regime. "We are continuing to speak with industry and monitor the situation to see how people respond to these changes. ASIC will take a facilitative approach to compliance for the ...

All juiced up

BENJAMIN ONG  |  THURSDAY, 7 JUN 2012
... While keeping interest rates on hold at 1.0%, ECB president Mario Draghi reminded all you bears wearing shorts that, "We monitor all developments closely and we stand ready to act" should the Eurozone's outlook worsens. And it wasn't only Signor Draghi ...

Dealer group launches mobile medical service

RACHEL DAVIS  |  FRIDAY, 18 MAY 2012
... keep their client in the loop." Synchron Medical has an online capability, allowing the adviser to request, track and monitor the status of medical tests and information. "The intention is not to cut the underwriter out of the loop but to fit into already ...

ASIC moves on insider trading

MELANIE TIMBRELL  |  WEDNESDAY, 16 MAY 2012
Insider trading and market manipulation charges are on the rise, according to ASIC, which gets 200 trade surveillance alerts indicating unusual trading activity each day. Deputy chairman of the Australian Securities and Investments Commission, Belinda ...

JPMorgan execs to resign over US$2bn trading loss

MELANIE TIMBRELL  |  MONDAY, 14 MAY 2012
Three JPMorgan Chase executives will resign this week following a US$2bn trading loss of synthetic credit securities, according to reports out of New York. The Wall Street Journal has named Ina Drew, chief investment officer and head of the risk-management ...