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Showing 1261 - 1270 of 1797 results for "Monitor"

Two down, one to go

BENJAMIN ONG  |  THURSDAY, 13 SEP 2012
... fragmented system of national regulators, with the power to police, penalise and even close banks. It would also gain powers to monitor banks' liquidity and demand they hold more capital to protect themselves against future losses." While Germany again ...

COIN software FoFA ready: Rubik

BEN COLLINS  |  MONDAY, 10 SEP 2012
ASX listed Rubik Financial Limited said today that its updated financial planning software, COIN version 4.0 is compliant with the Future of Financial Advice (FoFA) reforms. New functions have been included that allow users to meet the fee disclosure ...

WA closures signal mining boom end: Veda

MARK STORY  |  FRIDAY, 31 AUG 2012
... opening and closing according to very complex market dynamics, it is even more critical for businesses to continually monitor their risk exposure," said Moses Samaha, head of commercial risk for Veda. He also said that analysis seems to support the view ...

Financial Simplicity morphs into infrastructure solutions provider

ALEX DUNNIN  |  THURSDAY, 30 AUG 2012
Financial services technology company, Financial Simplicity has moved its business model away from investment administration and refocused on infrastructure solutions due to opportunities thrown up by changing market dynamics. Enda Mahoney, chief technology ...

Premium Wealth creates accountant licensing program

LINDA HAUSKEN  |  THURSDAY, 23 AUG 2012
Premium Wealth is in process of finalising an accountant licensing program that it claims will increase the uptake of advice and advance the professional status of financial planning. The new program will offer accountants the three tiers of licensing ...

Fed's about to go... or not?

BENJAMIN ONG  |  THURSDAY, 23 AUG 2012
... of agency debt and agency mortgage-backed securities in agency mortgage-backed securities." "The Committee will closely monitor incoming information on economic and financial developments and will provide additional accommodation as needed to promote ...

ASIC issues crowd funding guidance

LINDA HAUSKEN  |  WEDNESDAY, 15 AUG 2012
The Australian Securities & Investments Commission has issued guidance to promoters of 'crowd funding' to clarify arrangements that may be regulated under the Corporations Act and the ASIC Act. Crowd funding involves the use of the internet and social ...

ASX calls on ASIC to regulate dark pools

LINDA HAUSKEN  |  TUESDAY, 7 AUG 2012
... threshold of $25,000 should be imposed now," the ASX argued. The securities exchange also suggests that the regulator can monitor the effectiveness of this threshold in controlling any further deterioration in the quality of the lit market and adjust ...

"Bad apples" slipping through the cracks: ASIC

BEN COLLINS  |  THURSDAY, 26 JUL 2012
The corporate regulator has put licensees on notice, saying there is growing concern that "bad apples" in the industry are slipping through the cracks because of poor reference checking when advisers swap between groups. At the Association of Financial ...

Alternatives beyond reach for in-house

BEN COLLINS  |  TUESDAY, 24 JUL 2012
... Australian pension funds who responded said they have sufficient internal governance or risk management processes to be able to monitor alternative investments. Because success in alternatives often requires long only funds to take short options, particularly ...