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Showing 1271 - 1280 of 1614 results for "Investigation"

US Commission subpoenas Goldman Sachs

RUTH LIEW  |  TUESDAY, 15 JUN 2010
Goldman Sachs, which is currently under SEC investigation, has been issued a subpoena by the US Financial Crisis Inquiry Commission this month. According to a press statement from the Commission, Goldman Sachs failed to comply with a request for documents ...

Turning Bear

BENJAMIN ONG  |  TUESDAY, 8 JUN 2010
... fresh four-year lows or that the US Financial Crisis Inquiry Commission subpoenaed Goldman Sachs for hindering its investigation. It's not because of the dirty laundry list of what could go wrong geo-politically or the negative consequences to a still ...

Market Wrap - Morning

AAP  |  THURSDAY, 3 JUN 2010
Australian shares are set for a strong opening after Wall Street posted its third largest gain of 2010 as better-than-expected home sales figures boosted optimism towards the US economy. At 0731 AEST on the Sydney Futures Exchange, the June share price ...

Market Wrap - Morning

AAP  |  WEDNESDAY, 2 JUN 2010
Australian shares are set to fall after Wall Street dropped on the possibility of criminal charges into the Gulf of Mexico oil spill and ongoing concerns about Europe's financial sector. At 0746 AEST on the Sydney Futures Exchange, the June share price ...

Opes Prime director faces 22 charges

ASIC RELEASE  |  MONDAY, 31 MAY 2010
Opes Prime director Laurie Emini has been charged with 22 offences of breaching his duties, following investigations by ASIC into the company's collapse. Laurie (Lirim) Emini was charged with offences of breaching his duties as a director of Opes Prime ...

KPMG challenges ASIC on Constitutional powers

ASIC RELEASE  |  THURSDAY, 20 MAY 2010
... compensation. Meanwhile, ASIC Act 2001 Section 50 says ASIC may cause civil proceeding to begin where, as a result of an investigation or from a record of an examination, it appears to ASIC to be in the public interest for a person to begin and carry ...

Goldman Sachs under investigation

COMPANY RELEASE  |  FRIDAY, 14 MAY 2010
... according to a press statement from the law firm. Litigation funder, Litigation Lending Services, is supporting the investigation. Clients are claiming they were sold the 'Buy Below the Market' contracts as a protection against a sudden downturn in the ...

Fundies caught in $5m heist

SFC RELEASE  |  TUESDAY, 4 MAY 2010
... to freeze up to $4 million (HK$29.9 million) of assets of the fund and three of its senior officers following an investigation into their trading activities relating to China Construction Bank back in January 2009. At the time, Tiger Asia received confidential ...

Market Wrap - Morning

AAP  |  MONDAY, 3 MAY 2010
... lower. Goldman shares were down more than eight per cent on unconfirmed reports that the firm is under criminal investigation by US federal prosecutors. The storied investment bank already faces civil charges, brought by the Securities and Exchange Commission ...

Directors disqualified for 20 years

ASIC RELEASE  |  THURSDAY, 29 APR 2010
... Keith Barnes, of Kew, Victoria, was banned for five years on 16 February. His disqualification followed an ASIC investigation into his role as a director of the failed companies, K & R Services (Aust) and K & R Services (Vic). Saviour Lawrence Cauchi ...