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Showing 1291 - 1300 of 1614 results for "Investigation"

NSW man sentenced for early super release

ASIC RELEASE  |  TUESDAY, 30 MAR 2010
... to aiding and abetting Kassongo to allow the early access of superannuation benefits. These convictions follow an investigation conducted with the assistance of the Australian Taxation Office (ATO). The Commonwealth Director of Public Prosecutions prosecuted ...

Director charged in Westpoint case

ASIC RELEASE  |  MONDAY, 29 MAR 2010
... Mezzanine, Mount Street Mezzanine and Bayshore Mezzanine. Silver's conduct came to ASIC's attention through its broader investigation into the collapse of the Westpoint Group of Companies and via complaints received from the public. The Commonwealth ...

ASIC a step closer to Storm resolution

ASIC RELEASE  |  FRIDAY, 19 MAR 2010
ASIC has completed a major phase of its investigation into failed Storm Financial and is entering the next part of its investigation, aimed at achieving a commercial resolution for investors. The next phase will now take place until the end of May 2010 ...

SA adviser banned for no AFSL

ASIC RELEASE  |  THURSDAY, 18 MAR 2010
... advice services without having an Australian Financial Services Licence. The banning of Fleetwood follows an ASIC investigation of his conduct while a director of Fleetwood Advisory Group from December 1998 to July 2008. FLAG's business included the ...

Ex Macquarie broker pleads guilty

ASIC RELEASE  |  TUESDAY, 16 MAR 2010
... 2010. On 20 August 2009 Chan was banned by ASIC from providing financial services for a period of five years. ASIC's investigation into alleged market manipulation of Bill Express shares follows a referral from the Australian Securities Exchange. The ...

Ex Macq manager restrained from departure

ASIC RELEASE  |  WEDNESDAY, 10 MAR 2010
... the Supreme Court restraining De Silva's overseas travel activities. ASIC applied for these orders pursuant to its investigation of trading that De Silva is alleged to have engaged in between 2006 and 2007. On 1 March, De Silva attempted to leave Australia ...

Man charged in multi-million dollar fraud

RUTH LIEW  |  WEDNESDAY, 10 MAR 2010
... that 12 people were charged in relation to the attempted fraud. "The attempted fraud was the subject of a criminal investigation by the Australian Federal Police, and accordingly, J.P.Morgan is unable to provide further details or commentary." Bourchier ...

Insurance rep banned from fin services

ASIC RELEASE  |  FRIDAY, 5 MAR 2010
... representative Terrence Wayne McDonald has been banned from providing financial services for 10 years following an investigation by ASIC. McDonald, of Portland, Victoria, was banned after ASIC found that he had not complied with financial services lawsand ...

Untangling the Astarra web continues

RUTH LIEW  |  THURSDAY, 4 MAR 2010
... financial position of the fund and recoverability of its assets, PPB is of the view that the fund is "illiquid". "Our investigation into the value and recoverability of the assets of AWPS is continuing. "The administrators do not at this time provide ...

Ponzi scheme operator admits guilt

ASIC RELEASE  |  WEDNESDAY, 3 MAR 2010
... Bucello yesterday pleaded guilty to six counts of deception which cost investors over $2.5 million, following an investigation by ASIC. Bucello was the sole director of loan and mortgage broking business Victorian Finance Broking Services Pty Ltd (VFBS) ...