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Showing 1221 - 1230 of 3712 results for "Order"

ASIC using intimidation tactics on grandfathering: AIOFP

ELIZABETH MCARTHUR  |  WEDNESDAY, 16 OCT 2019
ASIC is using intimidation tactics to get product providers to shut down grandfathered commissions early, according to the Association of Independently Owned Financial Professionals (AIOFP). Speaking to Financial Standard, AIOFP executive director Peter ...

Women overlooked by retirement income review

HARRISON WORLEY  |  TUESDAY, 15 OCT 2019
... Australian Institute of Superannuation Trustees chief executive Eva Scheerlinck said the review required a gender lens in order to ensure policy decisions were based around the working reality of women and not the traditional male experience. Arguments ...

Fund Manager of the Year revealed

JAMIE WILLIAMSON  |  MONDAY, 14 OCT 2019
... pressure in today's market, they need to be best practice and continually improve their investment teams and processes in order to compete," Zenith managing partner David Wright said. "We have been extremely impressed with the number of managers who ...

Broker fined for lavish entertainment

ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... building trips to Monte Carlo, Las Vegas and Ibiza. The relationships between brokers and traders were essential to the firm in order to maintain a lucrative name passing business within the Tullett Prebon Rates Division, the FCA alleges. The name passing ...

Chief economist update: When QE is not QE

BENJAMIN ONG  |  MONDAY, 14 OCT 2019
... QE is when the Fed (central banks) increases the money supply by "purchasing assets with newly created bank reserves in order to provide banks with more liquidity". It looks like you! But nah, the US Federal Reserve is adamant it is not. It's just ...

Former NAB adviser sentenced

HARRISON WORLEY  |  TUESDAY, 8 OCT 2019
... District Court of NSW sentenced Max Kiattisak Eung to three years imprisonment to be served through an intensive corrections order, after Eung pleaded guilty to two offences of obtaining financial advantage by deception to the tune of more than $160,000. ...

Chief economist update: When monetary and fiscal policies don't meet

BENJAMIN ONG  |  TUESDAY, 8 OCT 2019
... an outright domestic recession or a major financial market crisis. But by waiting for a deeper crisis to materialise in order to be able to justify its backflip on the budget surplus and reneging on its pledge, the government might be setting the domestic ...

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... financial information the UFAA claims comes from the association's annual report, shows the AFA had to sell its premises in order to stay solvent after making a loss in 2017. Salaries of the chief executives and association staff are paid out of ...

RC sting felt in finance pay packets

ELIZABETH MCARTHUR  |  WEDNESDAY, 2 OCT 2019
... opportunity amid the disruption as fintechs and neo-banks scale up and international fintechs enter the Australian market. In order to thrive in this environment, Perceptor said candidates need to be able to demonstrate they are fresh and flexible in ...

AUSTRAC orders audit of PayPal

ELIZA BAVIN  |  TUESDAY, 1 OCT 2019
AUSTRAC has ordered the appointment of an external auditor to look into PayPal Australia in relation to "ongoing concerns" about its compliance with financial crime laws. The financial intelligence agency said the concerns relate to PayPal Australia's ...