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Showing 1201 - 1210 of 9938 results for "Financial Services"

Northern Trust appoints APAC head of global fund services

CHLOE WALKER  |  TUESDAY, 8 AUG 2023
... 2016, was most recently head of Hong Kong, Macau, and Taiwan. She brings over two decades of experience in financial services, having also worked at Brown Brothers Harriman (BBH), State Street, RBC Global Services, UBS Brinson, and Citibank. In her new ...

PGIM client group lead in sudden departure

ELIZABETH FRY  |  FRIDAY, 4 AUG 2023
... almost five years as head of distribution for Australia at Schroders Investment Management. He started his financial services career as a business development manager with Westpac. This article first appeared in Industry Moves.

Former director pleads guilty to super misuse

CASSANDRA BALDINI  |  FRIDAY, 4 AUG 2023
... companies. In October 2020, ASIC obtained orders to wind up both companies citing that Naseeruddin had operated a financial services business without the appropriate licence. The highest maximum penalty for such offences is up to 15 years imprisonment. ...

Should wealthy Aussies use super to fund aged care?

ANDREW MCKEAN  |  THURSDAY, 3 AUG 2023
... retirement alongside government support, in an equitable and sustainable way. Jones, who is also minister for financial services, added: "It strikes me as odd in a system which is about retirement income that a third of the cheques that are being written ...

Iress adds new operations, customer service leaders

KARREN VERGARA  |  WEDNESDAY, 2 AUG 2023
... management, regulatory affairs, and corporate sustainability. Prior to that, she worked in senior roles in financial services, including Milliman, Challenger, Financial Services Council, and Equity Trustees. As operations chief, Haqqani oversees delivering ...

Trustees to disclose more remuneration details

KARREN VERGARA  |  WEDNESDAY, 2 AUG 2023
... entitlements). APRA chair John Lonsdale said the changes would enhance transparency and market discipline within the financial services industry and shine a light on the impact of risk failures and bad behaviour on remuneration outcomes. "The financial ...

More than $100k raised at FICAP RockStar

STAFF WRITER  |  WEDNESDAY, 2 AUG 2023
The return of the Financial Industry Community Aid Program's annual 'RockStar' event was a roaring success, seeing more than $100,000 raised for its charity partners while an Oasis classic saw PIMCO's Scott Delaney crowned the night's ...

Mayfair 101 calls for senate inquiry into ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 2 AUG 2023
... conspiratorial email has influenced ASIC's actions when clearly Mr Hempton is a participant in the same financial services market as Mayfair 101 and is therefore conflicted," he said. He added that Mayfair 101 was never afforded the opportunity to ...

Advice from Shartru failed best interests duty, ASIC says

JAMIE WILLIAMSON  |  MONDAY, 31 JUL 2023
... compliance manager in April. "AFS licensees are responsible for ensuring their representatives comply with financial services laws. ASIC expects licensees to have adequate audit processes to monitor and supervise their representatives. AFS licensees ...

VFMC chair to retire

JAMIE WILLIAMSON  |  FRIDAY, 28 JUL 2023
... in an acting capacity. She is currently deputy chair. "Lisa is a highly regarded non-executive director with financial services experience in funds management, investment banking and stockbroking," VFMC said. In her executive career, Gay spent 20 years ...