Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1131 - 1140 of 1623 results for "Review of"

Perth mortgage broker permanently banned

LAURA MILLAN  |  THURSDAY, 18 JUL 2013
... proper person to engage in credit activities but he has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

ASIC slaps permanent ban on insurance claim manager

MARK SMITH  |  WEDNESDAY, 10 JUL 2013
... trust," ASIC deputy chairman Peter Kell said. Loy has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

Infrastructure boom set to continue

MARK SMITH  |  MONDAY, 8 JUL 2013
... bounced back from GFC-losses to post equity-like returns, but with lower volatility, according to the Lonsec Research review of the asset class. The Lonsec Infrastructure Securities Sector Review, which covered nine infrastructure securities funds, found ...

Lonsec shuts door on rating 'shopping' with new rankings

MARK SMITH  |  THURSDAY, 4 JUL 2013
... interest, require research houses to provide greater disclosure around adverse research. As result of a comprehensive review of its processes in light of these guidelines, Lonsec will drop its 'Hold' rating and introduce two new rating process outcomes ...

Platforms to explain choice of investment products

LAURA MILLAN  |  MONDAY, 1 JUL 2013
... platform operators to explain how they choose the products on offer to investors. The new requirements follow the last review of the sector, which now has around $90 billion funds under management. Platforms will also have to ensure that they have adequate ...

Global ETF regulation proposed

ALEX DUNNIN  |  THURSDAY, 27 JUN 2013
... regulators should review whether rules governing their local securities exchanges adequately account for these dynamics. This review of exchange rules should take into account counterparty exposure and collateral management.

Whittaker Macnaught advisers to operate under Financial Wisdom

LAURA MILLAN  |  TUESDAY, 25 JUN 2013
... last step of its decision to close the Whittaker Macnaught AFSL, which was made public last month after conducting a review of the firm's operations. As many as 13 former Whittaker Macnaught advisers will establish financial advice practices directly ...

ASIC far too slow to act on misconduct: Senator

LAURA MILLAN  |  FRIDAY, 21 JUN 2013
... improvements made within our financial planning business in the past three years which have stemmed from our comprehensive review of the matter," CBA said. However, the inquiry will not only look at ASIC's investigation of the CBA case, but at the regulator's ...

Next government to reconsider super taxes: Grattan Inst

ALEX DUNNIN  |  WEDNESDAY, 5 JUN 2013
... the next government to be very different to the Rudd-Gillard and Howard governments, and this will inevitably force a review of superannuation taxes, argued the Grattan Institute yesterday. Grattan Institute chief executive, John Daley, told the Australian ...

Midwinter puts planning software into the cloud

LAURA MILLAN  |  WEDNESDAY, 29 MAY 2013
... optimisation. In September 2013 it will release a strategy package with modelling of cash flow and capital, research and review of portfolio management and modelling for self-managed superannuation funds.