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Showing 1111 - 1120 of 5162 results for "Information"

ASIC bans adviser for two years

CHLOE WALKER  |  WEDNESDAY, 22 DEC 2021
... found that Betalli failed to keep adequate records and gave non-compliant Statements of Advice (SoAs) by not including information about the basis of his advice," a statement released on Monday read. "ASIC considered these failures showed a disregard ...

February 2022 adviser exam dates released

KARREN VERGARA  |  MONDAY, 20 DEC 2021
... ACER to re-mark their written responses by December 31. ASIC will soon publish more resources for advisers, including information about the exam policy, remote proctoring, exam preparation, FASEA's practice questions guidance and other frequently ...

Plato readies new ESG strategies

JAMIE WILLIAMSON  |  FRIDAY, 17 DEC 2021
... Australian Shares Income Fund and Plato Income Maximiser LIC. In a financial year assessment compiled by Rainmaker Information, the Plato Australian Shares Income Fund had the second best performance in the year, returning 27%.

APRA, ASIC provide annual update

CHLOE WALKER  |  THURSDAY, 16 DEC 2021
... APRA and ASIC have also undertaken strategic work to strengthen cooperation on enforcement matters. More generally, information sharing, ranging from sharing insights from supervision activities to formal exchanges of relevant information (including ...

Half of all super products cut fees: Data

JAMIE WILLIAMSON  |  THURSDAY, 9 DEC 2021
... fees dropped more than once. Recent analysis of 463 superannuation fund product disclosure statements by Rainmaker Information found 48% of products decreased their fees since October 2020. The analysis also shows that 5% of products decreased fees multiple ...

Sydney Airport takeover given green light

JAMIE WILLIAMSON  |  THURSDAY, 9 DEC 2021
... According to the ACCC, during consultation some stakeholders raised concerns the acquisition "may add to the flow of information between airports with common ownership, giving airports more bargaining power against airlines and other users of airports". ...

Financial Advice Hub goes live

KARREN VERGARA  |  WEDNESDAY, 8 DEC 2021
The one-stop shop for regulatory information for financial advisers launched on December 7. ASIC unveiled the new webpage following feedback from the industry that its resources were hard to find. The hub now consolidates ASIC's existing regulatory ...

ASIC sets out limited advice expectations

KARREN VERGARA  |  THURSDAY, 2 DEC 2021
... advice obligations. The corporate regulator has spelled out how not to breach limited advice regulation in the new information sheet INFO 267: Tips for giving limited advice provides tips. It also released an example limited advice Statement of Advice ...

Top investment products, super fund revealed

STAFF WRITER  |  THURSDAY, 2 DEC 2021
... strong, and no-one has the ability to rest on their laurels from one year to the next." Money worked with Rainmaker Information, InfoChoice, WhistleOut and Carsales to assess thousands of products. To find Australia's top-performing super products ...

ESG overhaul for SSGA ETFs

JAMIE WILLIAMSON  |  WEDNESDAY, 1 DEC 2021
... the next 12 months. From an adviser perspective, data released last week shows financial advisers are seeking more information in this space, and Victor says this is reflected in the firm's experience. "There's a desire to learn more because ...