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Showing 1021 - 1030 of 3483 results for "Compliance"

Clime, Bristow to face court

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
... filed in the Federal Court, at a meeting in 2018 attended by himself, Clime chief financial officer Biju Vikraman, compliance officer Maria Greensill, head of wealth John Abernathy and Bristow. At this meeting, Golowenko alleges that the Elanor Metro ...

Venture capital firm in data breach

KARREN VERGARA  |  WEDNESDAY, 3 MAR 2021
... facilitates cloud-based file sharing and collaboration. The firm claims to prevent third-party cyber data breaches and compliance violations with its enterprise content firewall.

Aware Super eyes another merger

JAMIE WILLIAMSON  |  TUESDAY, 2 MAR 2021
... is in the best interest of members. VISSF chair Peter Sharples said increasing regulatory reform and rising costs of compliance is having an impact, with the fund recognising the benefits scale could provide to members. "With this in mind, VISSF is committed ...

ASIC drags CommSec to court

ELIZABETH MCARTHUR  |  MONDAY, 1 MAR 2021
... identification in regulatory data submitted to relevant market operators. The regulator alleges there were systemic compliance failures at the trading platform and that CommSec and AUSIEX breached the market integrity rules, Corporations Act and ASIC ...

NEOS shakes up leadership team

KARREN VERGARA  |  MONDAY, 1 MAR 2021
... he was involved in actuarial reporting, product development and pricing, business intelligence, risk management and compliance. Kathryn Cussell is the new head of implementation, joining from UnderwriteMe where she was a director of business operations ...

First Super adds to board

ELIZA BAVIN  |  FRIDAY, 26 FEB 2021
... doubt assist us in making decisions that reflect members' real experiences and needs." Additionally, Casey Thompson, compliance officer for the CFMMEU Manufacturing Division, will be observing the board and committees as an associate member director. ...

ATO begins stimulus fraud convictions

ELIZA BAVIN  |  THURSDAY, 25 FEB 2021
... integrity strategy that supports the administration of the government's stimulus packages, with robust and efficient compliance systems that make it very easy to identify fraudulent behaviour and stop it. "There has been some concerning and fraudulent ...

Channel Capital expands overseas

KANIKA SOOD  |  WEDNESDAY, 24 FEB 2021
... funds domiciled in the United States, Cayman Islands and other offshore financial centres. It will also ensure ongoing compliance with regulatory obligations including anti-money laundering and tax transparency, the firm said. Cook, who is an Australian ...

First Sentier funds appoint new RE

KANIKA SOOD  |  WEDNESDAY, 24 FEB 2021
... Investors' strong investment and client servicing capabilities combined with The Trust Company's depth of experience in fund compliance and governance will ensure our clients are well looked after. It is critical that our clients' funds are well supported ...

Financial services workers hunt new roles

ELIZA BAVIN  |  TUESDAY, 23 FEB 2021
... the sector. The Robert Walters Salary Survey found the most sought-after professionals in the industry are risk and compliance professionals, credit and lending specialists and investment analysts. For workers, the most preferred workplaces will allow ...