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Showing 1 - 2 of 2 results for "Tram Tran"

Permanent ban follows alleged SMSF theft

HARRISON WORLEY  |  WEDNESDAY, 5 FEB 2020
... transferring client SMSF funds to the trust account of a business she controlled. ASIC has permanently banned Sydney adviser Tram Tran, after it found the funds of her clients had been transferred without their authority to the trust account of a business ...

ASIC moves against SMSF auditor misconduct

HARRISON WORLEY  |  TUESDAY, 23 JUL 2019
... regulator by the Australian Tax Office, ASIC confirmed. Three New South Wales auditors were disqualified by ASIC, including Tram Tran for not being a fit and proper person, having already been deregistered from a statutory role by another regulator. ...
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