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Showing 1 - 1 of 1 results for "State One Stockbroking"

Court fines stockbroker $350k

KARREN VERGARA  |  THURSDAY, 22 NOV 2018
... firm to pay a $350,000 penalty for failing to comply with Market Integrity Rules. In early March 2011, State One Stockbroking placed 19 bids on behalf of a client when it should have reasonably suspected the client intended to create a "false or misleading ...
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