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Showing 1 - 10 of 1050 results for "Simon"

ASIC bans 14th adviser from MWL

MATTHEW WAI  |  MONDAY, 19 OCT 2026
... Terheci; Neil McPherson; Louis Van Coppenhagen; Jovan Videkanic; Wade Spooner; Rocco D'Amelio; Robert Crossing; Matthew Simon Bradley; and Isaac Jacob McQueen. Further, ASIC commenced legal proceedings against former director of MWL Nicholas Maikousis ...

Macquarie wealth investment chief to depart

MATTHEW WAI  |  FRIDAY, 16 OCT 2026
... following the arrival of Huxford. Gardyne has been in the role since July 2021. Commenting, Fisher Funds chief executive Simon Power said he was excited to welcome Huxford. "Paul has had an impressive global career and is a highly strategic chief investment ...

ASIC hits Fidante private credit fund with interim stop order

KARREN VERGARA  |  TUESDAY, 13 OCT 2026
The $800 million Ares Global Credit Income Fund, which is issued by Fidante Partners, has been hit with an interim stop order from the corporate regulator for target market determination (TMD) deficiencies. ASIC has prevented Fidante Partners, the responsible ...

Five V Capital portfolio value creation lead lands new gig

MATTHEW WAI  |  THURSDAY, 8 OCT 2026
... operational performance and exit readiness. She is joined by operating partners James Scollay, Laura Thomas, Roger Burgess and Simon Martin, and AI specialist in residence Jed Watson at the portfolio support department of the firm. Most recently, Abood ...

ASIC issues more stop orders amid private credit crackdown

ELIZA BAVIN  |  THURSDAY, 8 OCT 2026
ASIC has made an interim stop order on the product disclosure statement (PDS) issued by Australian Secure Capital Fund (ASCF) offering units in three registered managed investment schemes. The interim stop order stops ASCF from offering, issuing, selling ...

Metrics freezes redemptions behind listed funds as audit stalls

RIDDHIMA TALWANI  |  WEDNESDAY, 30 SEP 2026
Metrics Credit Partners has suspended redemptions in the unlisted wholesale funds that underpin its three ASX-listed strategies, according to an ASX statement by the funds' responsible entity. Media reports have named the MCP Wholesale Investments ...

ASIC strengthens AI trading safeguards

RIDDHIMA TALWANI  |  THURSDAY, 24 SEP 2026
ASIC is strengthening safeguards for automated and AI-enabled trading. The regulator will also streamline requirements for securities and futures market participants under incoming changes to its Market Integrity Rules (MIRs). ASIC said the reforms ...

ASIC halts Remara's private credit products for TMD deficiencies

KARREN VERGARA  |  WEDNESDAY, 23 SEP 2026
ASIC has slapped interim stop orders on Remara Investment Management's private credit products over deficiencies in its target market determination (TMD), claiming they were too risky for retail investors. The three products - the 6 Month (Fixed and ...

'Beyond warnings': ASIC to come down heavy on private credit

RIDDHIMA TALWANI  |  TUESDAY, 22 SEP 2026
The corporate regulator has urged the private credit sector to uplift standards, noting participants should prepare for enforcement action if they fail to do so. ASIC commissioner Simone Constant said the regulator is now "beyond warnings" and pushed ...

Three super funds fined for misleading investment options

KARREN VERGARA  |  WEDNESDAY, 9 SEP 2026
Three industry superannuation funds - Australian Retirement Trust (ART), TelstraSuper and Australian Food Super - have been pinged by ASIC for misleading members about their investment options' asset allocation and performance objectives. Each super ...
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