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Showing 1 - 10 of 1643 results for "Review of"

Guardians farewells head of asset allocation

MATTHEW WAI  |  FRIDAY, 7 AUG 2026
... portfolio approach and recently finalised a series of important investment governance reviews, including the five-yearly review of the fund's reference portfolio," Dunstan added. "He leaves the Guardians with our best wishes and our thanks for the excellent ...

ASIC suspends AFSL of GFA Capital Markets

RIDDHIMA TALWANI  |  THURSDAY, 6 AUG 2026
... shares, currencies or commodities, without owning them. ASIC identified GFA's deficiencies during its industry-wide review of 52 licenced CFD issuers. It found the firm failed to properly separate and handle client money into a designated client money ...

Treasury opens consult on TPB sanctions framework

ELIZA BAVIN  |  TUESDAY, 4 AUG 2026
... Tax Practitioner Regulation and Compliance receipt measure. The measure also implements recommendations of the 2019 review of the TPB." Registered tax agents and BAS agents are regulated by the TPB, which decides whether to register an entity as a tax ...

FSC calls for tougher oversight of advice licensees

VINNY VUCAGO  |  THURSDAY, 30 JUL 2026
... existing licensing and enforcement powers, and strengthening oversight of professional indemnity insurance, including a review of minimum cover requirements. FAAA chief executive officer Sarah Abood warned the proposals could increase regulatory costs ...

ATO issues guidance on new LRBA rules for SMSFs

KARREN VERGARA  |  WEDNESDAY, 29 JUL 2026
... the meaning and application of the term business real property in relation to SMSFs. "We look forward to the ATO's review of SMSFR 2009/1 and hope it also provides greater certainty on how the business real property rules will apply in practice over ...

Pengana threatens legal action against PIA

KARREN VERGARA  |  TUESDAY, 28 JUL 2026
... Pengana entered into an agreement with Antipodes Partners to assist managing PIA as a sub-manager. It followed a strategic review of the listed investment company, announced in October 2025, to broaden the LIC's investment universe, namely borrowing ...

Special Feature: Beyond safekeeping

BRENDAN SWIFT  |  MONDAY, 27 JUL 2026
... "How are you as a custodian going to support that growth with the increased complexity?" HESTA - which just completed a review of its custody arrangements, reappointing incumbent J.P Morgan - has now passed the $100 billion mark. Jelleff says it is on ...

Advisers lean on AQF7 to meet education standards: Rainmaker

MATTHEW WAI  |  FRIDAY, 24 JUL 2026
... while the approved-qualification cohort is the durable base," the report said. Additionally, since ASIC commenced its review of the Financial Advisers Register (FAR) in February, 132 individuals were identified as not having any qualifications or training ...

ASIC bans former NextGen Financial Group directors

KARREN VERGARA  |  FRIDAY, 24 JUL 2026
... by Beacon Financial Group, was an AFCA member from November 2018 to November 2024. Both men have the right to seek a review of ASIC's decisions through the Administrative Review Tribunal.

ASIC simplifies guidance to improve capital raising activity

MATTHEW WAI  |  THURSDAY, 23 JUL 2026
... valuation information in Investor Education Reports (IER), and fact checking of draft IER by corporate advisory teams. The review of RG 264 forms part of its response to feedback received from the discussion paper released in 2025. "In response, we are ...
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