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Showing 11 - 20 of 1616 results for "Review of"

APRA slaps additional licence conditions on HTFS Nominees

KARREN VERGARA  |  FRIDAY, 29 MAY 2026
... APRA that issues are fixed and operating effectively to address such deficiencies. HTFS must also conduct a further review of investment options under enhanced governance standards and determine each option's ongoing suitability. There is now a pause ...

Financial services failing to provide consistent outcomes: AFCA

MATTHEW WAI  |  FRIDAY, 22 MAY 2026
... included clearer operational control for consistent implementation of policies across the business, constant monitoring and review of the appropriacy of its frameworks, and the identification and report of processes that are not operating as intended. ...

Mulino targets retail investor protections, high-risk MISs: SIAA

KARREN VERGARA  |  TUESDAY, 19 MAY 2026
... of retail investors in that context in a way that might be differentiated from very low-risk MISs," he said. Another review of MISs that recently concluded sought to improve ASIC's oversight of the structures. Treasury proposed a new MIS regulatory ...

Future Fund executive departs after 10 years

ELIZA BAVIN  |  WEDNESDAY, 13 MAY 2026
... officer and owned the governance of the investment team's technology and data program. Grant also led a wholesale review of how the program was structured, prioritised, and held accountable, and established and chaired the Investment Technology and ...

Adviser ban stretched to 2028 in ASIC deterrence win

RIDDHIMA TALWANI  |  WEDNESDAY, 13 MAY 2026
... from providing personal advice to retail clients on relevant financial products during that period. Rogers had sought review of that decision in the ART. In the ART ASIC provided evidence of similar breaches in relation to additional UGC client files ...

ASIC bans property wealth coach operating without licence

RIDDHIMA TALWANI  |  MONDAY, 11 MAY 2026
... financial services business. ASIC said Giumelli has the right to appeal to the Administrative Review Tribunal for a review of its decision. ASIC data shows the corporate watchdog received 9686 reports of misconduct and raised 13,036 issues in the six ...

Performance test reforms to curb benchmark hugging: Treasury

KARREN VERGARA  |  FRIDAY, 8 MAY 2026
... look artificially less attractive than they really are in a long-term context like super," she said. Treasury's review of the test in 2022 proved these "unintended consequences" to be the case. The following year, in response to fixing such issues ...

Clearer distinction of advice required around aged care costs: Review

MATTHEW WAI  |  WEDNESDAY, 6 MAY 2026
... when it comes to understanding the costs and financial impact of residential aged care accommodations. The Independent Review of Residential Aged Care Accommodation Pricing report, compiled by the Department of Health, Disability and Ageing, highlighted ...

Future Fund gains nearly $2bn in March quarter despite market volatility

MATTHEW WAI  |  TUESDAY, 5 MAY 2026
... their mandates. We look forward to welcoming him to the Future Fund," Arndt said. It follows the group's recent review of its staffing levels and expenditure, in an aim to cut costs by $10 to $15 million in the next financial year. The fund saw three ...

Super funds score win on stamp duty disclosure

JAMIE WILLIAMSON  |  MONDAY, 4 MAY 2026
... costs as opposed to a transaction cost. ASIC said it will consider whether any costs need to be reclassified in its review of ASIC Instrument 2019/1070 and Regulatory Guide 97: Disclosing fees and costs in PDSs and periodic statements, which it is bringing ...