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Showing 11 - 20 of 1643 results for "Review of"

FEATURE | Platforms | The investment supermarket

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... along with concerning super-switching practices, the role of platforms has also come under scrutiny. ASIC in its latest review of trustees noted they are not doing enough to protect their members savings on platforms, finding "stark" gaps in the monitoring ...

KPMG finds new chief executive

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... integrity issues and build a stronger, more accountable firm," Ebeid said. The government has also opened consultation on a review of corporate whistleblowing laws in Australia to ensure they are working to effectively protect whistleblowers. The consultation ...

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
... also continue to comply with its ongoing licence obligations throughout the suspension period. Prime Value may seek a review of ASIC's decisions through the Administrative Review Tribunal. Prime Value is the responsible entity for eight registered managed ...

Another MWL adviser banned over Shield collapse

RIDDHIMA TALWANI  |  THURSDAY, 16 JUL 2026
... order took effect from January 22, Niu lodged an application with the Administrative Review Tribunal (ART) seeking a review of ASIC's decision on the same day. She also lodged applications for a stay and confidentiality orders pending the outcome of ...

ASIC cancels Trive Financial's AFSL as review into CFDs continues

VINNY VUCAGO  |  FRIDAY, 10 JUL 2026
... cancellation took effect on July 1 and has been recorded on ASIC's Professional Registers. Trive retains the right to seek review of the decision through the Administrative Review Tribunal. The decision follows ASIC's broader review of Australia's CFD ...

SMSFA backs review of ATO's regulatory approach

VINNY VUCAGO  |  THURSDAY, 9 JUL 2026
The SMSF Association (SMSFA) has welcomed the Australian National Audit Office's (ANAO) review of the Australian Taxation Office's regulation of self-managed super funds, describing it as a timely opportunity to assess whether the regulatory framework ...

ASFA makes suggestions for performance test overhaul

VINNY VUCAGO  |  THURSDAY, 9 JUL 2026
... focus of MySuper and selected Choice products to cover all trustee-directed products. A third recommendation calls for a review of the benchmark methodology, with greater flexibility for APRA to update benchmarks in consultation with industry experts ...

ASIC sheds light on voluntary administration outcomes

VINNY VUCAGO  |  TUESDAY, 7 JUL 2026
ASIC has published its first comprehensive review of voluntary administration (VAs) and deeds of company arrangement (DOCAs). The review found the restructuring process continues to play an important role for larger and more complex businesses, while ...

June adviser exam registers 72% pass rate

KARREN VERGARA  |  MONDAY, 6 JUL 2026
... its work on complying with the qualifications standard that took effect on 1 January 2026. The regulator's recent review of the Financial Advisers Register (FAR) found of the relevant providers who are existing providers and remained on the FAR ...

ASIC cancels AFSL of Capital Guard over fake bond sale

ELIZA BAVIN  |  FRIDAY, 3 JUL 2026
... cancellation is effective from 29 June 2026. Capital Guard may apply to the Administrative Review Tribunal (ART) for a review of ASIC's decision to cancel its AFSL. Capital Guard has held an AFSL since 15 August 2017, however the previous financial services ...