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Showing 31 - 40 of 1412 results for "Review of"

ASIC bans former risk adviser

CASSANDRA BALDINI  |  THURSDAY, 5 OCT 2023
... potential for such conduct to harm clients. Durant has the right to apply to the Administrative Appeals Tribunal for a review of ASIC's decision.

Trading platform pays $830k over suspicious trades

JAMIE WILLIAMSON  |  THURSDAY, 21 SEP 2023
... doing their job," ASIC said. "The MDP noted that analysis of high-risk alerts must begin on the relevant trade date and review of all alerts should be concluded within a fortnight. "The MDP characterised this failure by Interactive Brokers as negligent ...

AustralianSuper invests $2.5bn in Vantage Data Centers EMEA

ANDREW MCKEAN  |  TUESDAY, 12 SEP 2023
... residential and community development. Following the approval of a new Property Investment Strategy last year, a thorough review of the global real estate portfolio was conducted to ensure alignment with the helping members achieve their best financial ...

Former van Eyk chief cops permanent ban

KARREN VERGARA  |  FRIDAY, 8 SEP 2023
... of its Blueprint series of managed funds. Thomas has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

AustralianSuper sued over multiple accounts

JAMIE WILLIAMSON  |  FRIDAY, 8 SEP 2023
... duties. AustralianSuper self-reported the bungle to ASIC in December 2022 and was subsequently included in ASIC's review of how trustees are monitoring and merging multiple accounts. That review urged trustees to do better on this front, saying poor ...

APRA finds signs of step change in remuneration practices

ANDREW MCKEAN  |  THURSDAY, 7 SEP 2023
APRA has found early signs of change in the remuneration practices of financial services entities in a review of how Prudential Standard CPS 511 has been applied. In a letter to all APRA-regulated entities, the regulator said it was pleased with the ...

Integrity Life to cease writing new retail policies

JAMIE WILLIAMSON  |  TUESDAY, 5 SEP 2023
... risk advisers has forced a strategic pivot. Integrity Group, the parent company of Integrity Life, said it undertook a review of the business' strategy, considering several options, and found no longer writing any new life insurance policies is the ...

Evolution Trustees responds to likely wholesale definition change

JAMIE WILLIAMSON  |  FRIDAY, 25 AUG 2023
... division to help investment houses transition their wholesale funds to retail. The move is in response to Treasury's review of managed investment schemes and consultation on the wholesale client definition, with Evolution Trustees saying it expects wholesale ...

Centrepoint names new chair, borrows $10m for M&A

CASSANDRA BALDINI  |  WEDNESDAY, 23 AUG 2023
... strengthened governance with a majority non-executive board appointed for Ventura the investment manager, an independent review of governance and conflicts has been completed," it outlined. Its pipeline for adviser recruitment also remains robust with ...

Munich Re targets AMP over alleged reinsurance misconduct

ANDREW MCKEAN  |  WEDNESDAY, 23 AUG 2023
... "structural changes" in the insurance industry and regulation, AMP revealed it was "well progressed" into a portfolio review of its wealth protection and mature life businesses, noting that all options were on the table. This review stemmed from AMP's ...