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Showing 21 - 30 of 1412 results for "Review of"

'Significant deficiencies' lead APRA to act against NGS Super

JAMIE WILLIAMSON  |  FRIDAY, 8 DEC 2023
... activities and to address the recommendations of the reviews. The third party must also conduct an operational effectiveness review of the controls and frameworks in place at NGS aligned to CPS 234. In a statement, NGS said it is working with APRA to ...

Nomura offshoot fined by ASIC disciplinary panel

JAMIE WILLIAMSON  |  THURSDAY, 7 DEC 2023
... Improvement (TWPI), did not actually provide meaningful price improvement over the NBBO. In 2022, ASIC conducted a thematic review of TWPI and observed many trades executed by Instinet and reported as TWPI that did not provide price improvement over ...

FCA mulls capital requirements for firms giving bad advice

ANDREW MCKEAN  |  THURSDAY, 30 NOV 2023
... Consumer Investment Markets and the Compensation Framework Review. It anticipates releasing forthcoming steps in its joint review of the Advice Guidance Boundary, conducted in collaboration with the government, in the coming weeks.

Commonwealth Super Corp selects Challenger for retirement products

CHLOE WALKER  |  TUESDAY, 28 NOV 2023
... Challenger, Australia's largest provider of annuities," CSC chief executive Damian Hill said. "CSC has undertaken a detailed review of the options and providers available to help our customers address longevity in retirement, and Challenger is our selected ...

Treasury mulls reforming use of genetic test results by life insurers

JAMIE WILLIAMSON  |  MONDAY, 27 NOV 2023
... the average sum of insured individual policies of lump sum death cover - excluding group cover - is about $714,000. A review of the moratorium by Monash University, conducted at the request of Treasury, raised several concerns about the use and impact ...

Pacific Current Group wraps up buyout talks

JAMIE WILLIAMSON  |  THURSDAY, 16 NOV 2023
... committee (IBC) it installed earlier this year to review potential takeover bids, saying the PAC board has determined the review of strategic transactions to sell the entire business has not resulted in a binding offer that can be recommended to shareholders. ...

ASIC strips institutional broker's AFSL

ANDREW MCKEAN  |  THURSDAY, 16 NOV 2023
... provide financial product advice and custodial services to both retail and wholesale clients, retains the right to seek a review of ASIC's decision through the Administrative Appeals Tribunal. Meanwhile, First City Corporate Advisory Services' AFSL has ...

Nominations open in FS Sustainability Power50

RACHEL ALEMBAKIS  |  TUESDAY, 14 NOV 2023
... in sustainability as the federal government announced plans to make climate reporting mandatory from 1 July 2024, a review of the Modern Slavery Act recommended meaningful reforms to enhance protections of human rights and Treasury announced a long-anticipated ...

Government must revise infra pipeline: Chalmers

CASSANDRA BALDINI  |  MONDAY, 6 NOV 2023
... regarding the nation's infrastructure pipeline as part of its plan to regenerate the economy. Following Labor's review of its multibillion-dollar Infrastructure Investment Program, led by the minister for infrastructure, transport, regional development ...

Investor associations to unite

CHLOE WALKER  |  THURSDAY, 2 NOV 2023
... including membership transfer, ongoing member meetings and discussion groups, an expanded board, and a future branding review of the organisation. Current AIA members will be offered complimentary ASA membership of the same duration as their existing ...