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Showing 1 - 1 of 1 results for "Mizuho Securities USA"

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
... penalties; BNP Paribas Securities and SG Americas Securities will each pay US$35 million; BMO Capital Markets and Mizuho Securities USA will each pay US$25 million; and Houlihan Lokey Capital agreed to pay US$15 million. Furthermore, Moelis & Company ...
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