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Showing 1 - 10 of 118 results for "Licenses"

SMSF Adviser Network shuts its doors, 85 advisers vanish from FAR

MATTHEW WAI | FRIDAY, 10 APR 2026

... aggregate level, there will be less people providing SMSF advice as a result of the decline, more broadly, of limited licenses and this particular closure."

BPS Financial fined $14m over Qoin Wallet

ANGELIQUE MINAS | WEDNESDAY, 28 JAN 2026

... deterrence to the digital asset industry," he said. "Given the nature of these products, providers must have the appropriate licenses and authorisations, and investors must be able to make decisions based on clear and correct statements, especially as ...

Stake to operate under its own AFSL

ANDREW MCKEAN | MONDAY, 8 JUL 2024

... ecosystem by supporting our enterprise customers around the world through our proprietary infrastructure, including over 60 licenses," the spokesperson said. "We continue to work closely with Stake and look forward to deepening our relationship." Since ...

Clime completes Madison Financial sale

ELIZA BAVIN | FRIDAY, 28 JUN 2024

... held executive roles at BT. Clime said his extensive experience includes assisting numerous startups, securing banking licenses, working with Dubai-based technology providers, and creating migration-compliant investment arrangements (such as SIV visas) ...

ASIC files contempt orders against repeat offender

CHLOE WALKER | MONDAY, 29 JAN 2024

... managing corporations for two and a half years in 2016. Because of the investigation, Financial Circle's AFSL and credit licenses were cancelled in November 2018, and the company was fined $9 million. ASIC called the Financial Circle case a "sequel" ...

RW Capital launches Pets Fund

CHLOE WALKER | FRIDAY, 3 NOV 2023

... the assets are well-protected due to their licensing. "There's downside protection because it's not easy to get licenses to operate pet resorts, so there's some inherent value there. It's a really interesting space." Although the White family ...

ASIC updates breach reporting rules

KARREN VERGARA | FRIDAY, 20 OCT 2023

... number of breaches reported and identify any trends in reports, as outlined in Regulatory Guide 78 Breach reporting by AFS licenses and credit licensees (RG 78)," ASIC said. Under the new amendments, licensees also no longer have to report certain breaches ...

Pacific Current Group buys stake in PE firm

CHLOE WALKER | TUESDAY, 11 APR 2023

... royalties, environmental credits, live performance rights, international arbitration, boat marinas, media finance and spectrum licenses. PAC chief executive Paul Greenwood said the firm is thrilled to be entering into a partnership with Cordillera. "By ...

HUB24 grows FUA to $73bn

ANDREW MCKEAN | TUESDAY, 21 FEB 2023

... per share (up 87% on 1H22). HUB24 had growth from net inflows across all customer segments, including large national licenses, brokers, boutique advice practices and self-licensed advisers. The new business pipeline continued to grow, the number of advisers ...

ASIC takes SMSF accountant to court

ANNABELLE DICKSON | TUESDAY, 24 NOV 2020

... clients that had made complaints about the company and other letters be sent to client addresses from expired driver's licenses," the regulator said. In 2019, Thorne was a representative of former AMP subsidiary SMSF Advice and was found to have advised ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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