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Showing 1 - 10 of 119 results for "Licenses"

ASIC calls out platform trustees: 'Clear breach of trust'

RIDDHIMA TALWANI  |  MONDAY, 29 JUN 2026
... managed investment schemes, research houses, and the regulators who monitor the sector and approve financial services licenses and approve the registration of managed investment schemes. "Consumer protection should go hand in hand with protecting Australians' ...

SMSF Adviser Network shuts its doors, 85 advisers vanish from FAR

MATTHEW WAI  |  FRIDAY, 10 APR 2026
... aggregate level, there will be less people providing SMSF advice as a result of the decline, more broadly, of limited licenses and this particular closure."

BPS Financial fined $14m over Qoin Wallet

ANGELIQUE MINAS  |  WEDNESDAY, 28 JAN 2026
... deterrence to the digital asset industry," he said. "Given the nature of these products, providers must have the appropriate licenses and authorisations, and investors must be able to make decisions based on clear and correct statements, especially as ...

Stake to operate under its own AFSL

ANDREW MCKEAN  |  MONDAY, 8 JUL 2024
... ecosystem by supporting our enterprise customers around the world through our proprietary infrastructure, including over 60 licenses," the spokesperson said. "We continue to work closely with Stake and look forward to deepening our relationship." Since ...

Clime completes Madison Financial sale

ELIZA BAVIN  |  FRIDAY, 28 JUN 2024
... held executive roles at BT. Clime said his extensive experience includes assisting numerous startups, securing banking licenses, working with Dubai-based technology providers, and creating migration-compliant investment arrangements (such as SIV visas) ...

ASIC files contempt orders against repeat offender

CHLOE WALKER  |  MONDAY, 29 JAN 2024
... managing corporations for two and a half years in 2016. Because of the investigation, Financial Circle's AFSL and credit licenses were cancelled in November 2018, and the company was fined $9 million. ASIC called the Financial Circle case a "sequel" ...

RW Capital launches Pets Fund

CHLOE WALKER  |  FRIDAY, 3 NOV 2023
... the assets are well-protected due to their licensing. "There's downside protection because it's not easy to get licenses to operate pet resorts, so there's some inherent value there. It's a really interesting space." Although the White family ...

ASIC updates breach reporting rules

KARREN VERGARA  |  FRIDAY, 20 OCT 2023
... number of breaches reported and identify any trends in reports, as outlined in Regulatory Guide 78 Breach reporting by AFS licenses and credit licensees (RG 78)," ASIC said. Under the new amendments, licensees also no longer have to report certain breaches ...

Pacific Current Group buys stake in PE firm

CHLOE WALKER  |  TUESDAY, 11 APR 2023
... royalties, environmental credits, live performance rights, international arbitration, boat marinas, media finance and spectrum licenses. PAC chief executive Paul Greenwood said the firm is thrilled to be entering into a partnership with Cordillera. "By ...

HUB24 grows FUA to $73bn

ANDREW MCKEAN  |  TUESDAY, 21 FEB 2023
... per share (up 87% on 1H22). HUB24 had growth from net inflows across all customer segments, including large national licenses, brokers, boutique advice practices and self-licensed advisers. The new business pipeline continued to grow, the number of advisers ...
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