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Showing 91 - 100 of 119 results for "Licenses"

AdviserLogic launches planner-friendly software

... to mid-size planning practices. AdviserLogic is a complete operations, sales, reporting and compliance IT package for licenses, authorised representatives and their clients. The brains behind the technology are Gundeep Sidhu, managing director and formerly ...

Snowball buys Yarra Financial

MICHAEL HOBBS  |  WEDNESDAY, 23 APR 2008
... means Yarra Financial Group's (Yarra) accounting and financial planning businesses will operate under Snowball's Outlook licenses and will be integrated to the Outlook Financial Solutions and Outlook Tax & Accounting Solutions businesses. The purchase ...

Credit Suisse buys AXE stake

MICHAEL HOBBS  |  TUESDAY, 1 APR 2008
... Securities and Investments Commission (ASIC) announced a consultation process to decide whether or not it would grant licenses to AXE and LiquidNet.

Gloves come off over ASX monopoly

SUZY MAC  |  WEDNESDAY, 25 JUL 2007
... campaign. The Australian Securities and Investments Commission (ASIC) has launched a consultation process on whether to grant licenses to another two players which would run rival trading platforms, offering an alternative market for ASX listed shares. ...

AFS nails down Salisbury Group stake

HAMISH MADDEN  |  MONDAY, 9 JUL 2007
... finalised its 50 per cent acquisition of The Salisbury Group. Both groups will continue to operate under their individual licenses, brands and from their existing offices, but the businesses will benefit from synergies generate by the deal. AFS Group ...

ASIC review to streamline IDPS rules

ALEX DUNNIN  |  THURSDAY, 21 JUN 2007
... fundraising, financial product disclosure and managed investment provisions of the Act and apply appropriate conditions on AFS licenses and requirements and conditions for relief to IDPS and IDPS-like schemes. To download ASIC's policy propsal paper ...

Sentry and Epic forge alliance

HAMISH MADDEN  |  WEDNESDAY, 20 JUN 2007
... two groups will combine administrative functions and, while the new Sentry Group Australia entity will hold the two AFS licenses, each company will continue to operate under their individual license. Combined, authorised representatives will number 120 ...

Regulators discuss streamlining some supervision operations

ALEX DUNNIN  |  MONDAY, 12 FEB 2007
... licensing. "Almost all APRA-regulated authorised deposit-taking institutions, general insurers and life insurers hold AFS licenses. It appears that around half of APRA's licensed superannuation trustees also hold AFS licenses," the regulators said. Highlighting ...

Macq making progress on restructure

WWW.THESHEET.COM  |  WEDNESDAY, 7 FEB 2007
... was "continuing to globalise its equity products business." It was applying for private banking and funds management licenses in Singapore and also in South Africa. In the past 12 months Macquarie has started selling its equity and hedge fund products ...

ASIC takes SMSF site offline

HAMISH MADDEN  |  WEDNESDAY, 20 DEC 2006
... setting up of SMSFs but was now in liquidation. Online Super had been an authorised representative of a number of AFS licenses but Online Super Legal was not. ASIC investigations were commenced following complaints from investors.