Search Results | Showing 91 - 100 of 114 results for "Licenses" |
| | ... fundraising, financial product disclosure and managed investment provisions of the Act and apply appropriate conditions on AFS licenses and requirements and conditions for relief to IDPS and IDPS-like schemes. To download ASIC's policy propsal paper ... |
| | | ... two groups will combine administrative functions and, while the new Sentry Group Australia entity will hold the two AFS licenses, each company will continue to operate under their individual license. Combined, authorised representatives will number 120 ... |
| | | ... licensing. "Almost all APRA-regulated authorised deposit-taking institutions, general insurers and life insurers hold AFS licenses. It appears that around half of APRA's licensed superannuation trustees also hold AFS licenses," the regulators said. Highlighting ... |
| | | ... was "continuing to globalise its equity products business." It was applying for private banking and funds management licenses in Singapore and also in South Africa. In the past 12 months Macquarie has started selling its equity and hedge fund products ... |
| | | ... setting up of SMSFs but was now in liquidation. Online Super had been an authorised representative of a number of AFS licenses but Online Super Legal was not. ASIC investigations were commenced following complaints from investors. |
| | | ... considering partial nationalisation of three petroleum projects while threatening to cancel certain foreign mining company licenses. The trend also seems to be spreading with Kuwait, Algeria, Dubai, Angola, Ecuador, Sudan, Qatar, Uzbekistan and Kyrgyzstan ... |
| | | ... 16,371.28. HONG KONG - Hong Kong stocks lifted as continued positive sentiment among telcos ahead of the issue of 3G licenses offset a poor showing from HSBC. The Hang Seng index advanced 82.17 points to 19,026.36. WELLINGTON - Further corporate play ... |
| | | ... larger network. "There is definitely a growing trend for emerging financial planning businesses to relinquish their own licenses to join reputable, full service AFS licensees. "Once licensees reach a certain size they realise the best way to embed value ... |
| | | ... However, while the review is expected to force around half of the major clearing houses in the market to now apply for licenses, ASIC has also made a notable exemption for "software service providers". InvestmentLink's head of product strategy, Mike ... |
| | | ... and unit pricing. As a result of the breach notifications, ASIC said that a majority 431 cases were resolved and six licenses have been varied. However, alongside the formal investigations on the 25 breaches, ASIC is monitoring the licensees' progress ... |
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