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Showing 31 - 40 of 114 results for "Licenses"

JB Financial enters buyout mode

ALEX BURKE  |  FRIDAY, 23 JUN 2017
... "over certain secured vault premises as well as the assignment of the rights and obligations attaching to the occupation licenses for the 64 retail outlets." McAuliffe commented: "This acquisition is truly transformative and places JB Financial in a ...

ASIC cancels AFSL licences

EMMA RAPAPORT  |  MONDAY, 27 MAR 2017
ASIC cancelled the Australian financial services licenses of two financial services companies for failure to comply with a number of key obligations. Rebate Financial Services, a Melbourne-based licensed securities dealer, and Capstone Capital, a Perth-based ...

ASIC watching SMSF advice closely

JAMIE WILLIAMSON  |  MONDAY, 20 FEB 2017
... another licensee to deal with this," Kell said. "We are going out into the field to see how people are finding the new licenses and what other arrangements they are entering into." Kell also said the regulator is regularly checking to ensure that there ...

New director for NAB super trustee

JAMIE WILLIAMSON  |  MONDAY, 7 NOV 2016
... to the NULIS Nominees board is in addition to his roles as an independent non-executive director of the NAB Advice and Licenses board and member of its investment committee, a member of the Super Wrap and IDPS Investment Committee, and the Masterkey ...

YBR selling off accounting business

ALEX BURKE  |  MONDAY, 26 SEP 2016
... goodwill, plan and equipment, client information, business contracts and debtors. YBR intellectual property, cash and licenses are exempt. YBR will receive $1.9 million upon completion for the transaction; DBR Advisory will pay a further $2.7 million ...

ASIC hands down permanent and four year bans

KERRIE SYDEE  |  FRIDAY, 16 SEP 2016
... Australia. However, neither Capital Alternatives, Velvet Assets nor Woodcock were holders of Australian financial services licenses (AFSL) and were also not authorized representatives of a licensee. Following an investigation ASIC found: A number of ...

Class integrates with startup to help advisers

JAMIE WILLIAMSON  |  FRIDAY, 9 SEP 2016
... account and direct client portfolio services to financial advisers, and Rubik to provide accountants holding limited licenses with advice technology.

PMIIG licence cancelled

MARK SMITH  |  FRIDAY, 5 AUG 2016
... follows similar actions against Dunfo Capital, Narrow Lane Investments and TMK Index. "ASIC has recently cancelled the AFS licenses of a number of wholesale service providers and the conduct of licensees in this sector will continue to be a priority ...

Last-minute accountant AFSL applications creating ASIC backlog

ALEX BURKE  |  FRIDAY, 8 JUL 2016
Now that the deadline for accountants to apply for limited or full Australian financial services licenses to continue providing SMSF advice has been reached, a substantial number of applications are still being assessed due to late submissions. In fact ...

Report finds fresh barriers to funds management exports

MARK SMITH  |  WEDNESDAY, 29 JUN 2016
... unique regulatory approach under the single Responsible Entity model; lack of recognition of Australian financial services licenses offshore; and uncapped liability on capital for Responsible Entities/product issuers. In releasing this latest report ...