Search Results | Showing 11 - 20 of 118 results for "Licenses" |
| | | ... implement financial advice from them. Financial Circle's Australian financial services licence and Australian credit licenses were cancelled on 19 November 2018. |
| | | | ... IOOF's provision for its own advisers stood at $216.9 million at the end of June 2020, followed by ex-ANZ advice licenses which amounted to $215.8 million. Employee benefits of $69.5 million rounded the final provision of $756.3 million. Compared ... |
| | | | ... 2020. APRA chair Wayne Byres said: "In the case of licensing, we considered it appropriate to suspend the issuance of licenses in light of the high level of uncertainty created by COVID-19, which would have created especially acute challenges for new ... |
| | | | ... accepting new applications," he said. He also rules out the possibility of buying an RSE license. "While in past some licenses may have changed hands with different levels of regulatory requirement, now the expectation if it happens is that APRA would ... |
| | | | ASIC has cancelled the Australian financial services licenses of Western Australia-based, Personal Risk Management and Melbourne-based Australian Golden Securities ASIC said Personal Risk's cancellation took effect on 21 May 2020, after the company ... |
| | | | ... "They [advisers] are under so much pressure. The sources of revenue are changing underneath them, their costs in terms of licenses and services have increased dramatically," Murphy told Financial Standard. "So everything within their practice needs to ... |
| | | | ... as the operating environment stabilises, and added current license applicants will be advised when it begins to grant licenses again. APRA confirmed it would continue to assess current licence applications to ensure it minimises the delay on launching ... |
| | | | ... it was encouraging licensees to take a "supportive" approach to compliance. "In the current extraordinary circumstance licenses will no doubt be reviewing and, where appropriate, adjusting their CPD policy to include appropriate provisions," FASEA said. ... |
| | | | ... build better funds and financial products. Powered by Sargon's powerful combination of modern technology, financial licenses and industry experts, we will continue to empower and better serve our clients." Sargon entered external administration at ... |
| | | | ... "Depending on how the licensing and registration system is set up, an accountant in practice may need to hold multiple licenses and/or registration to be able to provide one piece of advice." The advocacy body highlighted research it had produced which ... |
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