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Showing 111 - 118 of 118 results for "Licenses"

ASIC loses Johnston to Hong Kong

... transition of the financial services sector to the higher standards required under the Australian financial services licenses.

MLC Advice Solutions gets new leadership structure

... will remain intact. New appointments include Greg Miller as general manager Self Employed Australian Financial Services Licenses, Chris Wrightson as MLC Alliances general manager, and Wayne Marsh as general manager of Adviser Business Services. Under ...

MLC opens access to non-MLC licensees

... AdviserCentral," MLC advice solutions chief executive officer Matt Lawler said. "Principals of advisory firms who run their own licenses have told us it is difficult to deliver a quality, seamless advice experience to their clients when they are using ...

No licence, no business: ASIC

Businesses who fail to meet the March 10 deadline for Australian financial services (AFS) licenses will face charges if they continue to operate, the Australian Securities and Investments Commission (ASIC) has said. ASIC said it approximately 900 applications ...

MLC receives 13 AFS licenses

... Australian Securities and Investments Commission (ASIC), with the regulator issuing 13 Australian Financial Services (AFS) licenses to enable them to operate under the Financial Services Reform Act (FSRA). The 13 licenses for MLC include its Retail Investments ...

New bill draws guarded support from KPMG

... Parliament this week. It said the proposed legislation would require the vast majority of superannuation trustees to seek licenses from the Australian Prudential Regulation Authority (APRA), and which required applicants to meet minimum standards in ...

Zurich receives last of eight AFS licenses

... Financial Services Australia (ZSFA) today announced it had received the last of its eight Australian Financial Services licenses from the Australian Securities and Investments Commission (ASIC). The licences cover ZSFA businesses across managed investments ...

Financial services urged to obtain their AFS licenses soon

John Fernando The Australian Securities and Investments Commission (ASIC) today reminded all financial service providers that they must obtain their Australian financial services (AFS) licence in time if they are to continue operating beyond March 10 ...