Search ResultsShowing 1 - 10 of 100+ results for "Law"
APRA won't appeal IOOF judgement
ELIZA BAVIN  |  FRIDAY, 18 OCT 2019
... inherently unpredictable, however APRA remains prepared to launch court action, where appropriate, when entities breach the law or fail to act in an open and cooperative manner," Rowell said.
YouTube fundie ousted, flagship fund to be wound up
ELIZABETH MCARTHUR  |  WEDNESDAY, 16 OCT 2019
... diligence required by the fund's depository Northern Trust. The winding up is expected to commence in January, as European law requires investors are given three months' notice. The suspension was intended to give Woodford time to reposition the WEIF ...
Recognition for industry leader in fight against slavery
ELIZABETH MCARTHUR  |  WEDNESDAY, 16 OCT 2019
... Steffanoni said the Modern Slavery Act is significant not just to managers like Ausbil, but superannuation funds as well. The law places an obligation on trustees of super funds with revenue greater than $100 million to report to the government on the ...
Grandfathered commissions ban passes
ELIZABETH MCARTHUR  |  TUESDAY, 15 OCT 2019
... August and passed both houses on 14 October 2019. The Financial Services Council was one of the first to welcome the new law, saying that it has consistently supported the ending of grandfathered conflicted payments. FSC chief executive Sally Loane said ...
No one reads the PDS: ASIC
ELIZABETH MCARTHUR  |  TUESDAY, 15 OCT 2019
... of firms do not align with good consumer outcomes," the report said. It pointed to a case study from the Consumer Action Law Centre which found that payday loan providers were putting written warnings at the very bottom of their websites, obscuring those ...
AMPFPA selects law firm
JAMIE WILLIAMSON  |  TUESDAY, 15 OCT 2019
The AMP Financial Planners Association has appointed a high-profile law firm to explore legal options available to its members following AMP's decision to alter its Buyer of Last Resort policy. The AMPFPA has selected Corrs Chambers Westgarth to ...
Code monitoring move disappoints industry
ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... associations under professional standards reform. From the start of 2020 the financial advice Code of Ethics will become law and financial advisers will be expected to meet the code's standards. ASIC will be able to take action against those who ...
SMSFs not for everybody: ASIC
HARRISON WORLEY  |  MONDAY, 14 OCT 2019
... trustees of their own fund, SMSF investors must remember that they are responsible for their fund's compliance with the law, even if they pay a professional to help."
AMP shamed by CHOICE
ELIZA BAVIN  |  THURSDAY, 10 OCT 2019
... major restructure of the business. The financial institution is currently facing a number of class actions, with a number of law firms competing to bring a case against it.
Volcker Rule tweak gets green light
KANIKA SOOD  |  THURSDAY, 10 OCT 2019
... continue to prohibit proprietary trading, while providing greater clarity and certainty for activities allowed under the law." The rules come into effect on January 1 next year and have a compliance date of 1 January 2021. The five agencies whose approval ...
PAGE:
1
2
3
4
5
6
7
8
9
10
PREVIOUS
NEXT
Link to something tuxfZ3EN