Search ResultsShowing 1 - 10 of 100+ results for "Law"
Industry fund pushes for simpler super splitting
ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... superannuation when a relationship ends. HESTA chief executive Debby Blakey said dividing superannuation assets through the family law system is unnecessarily complex and often requires costly legal advice. "This results in many women, especially those ...
ASIC suspends Melbourne-based AFSL
ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... competence or the resources required to provide the financial services covered by its licence, comply with the financial services law and take all necessary steps to ensure that the financial services covered by its licence are provided efficiently ...
Chief economist update: Eurozone negative rates a failure?
BENJAMIN ONG  |  TUESDAY, 10 DEC 2019
... denying that Samranvedhya's rational holds ... but so does mine. Then again, as economist's jokes go... The first law of economists: For every economist, there exists an equal and opposite economist. The second law of economists: They're ...
Industry fund publicly shames investment adviser
ELIZABETH MCARTHUR  |  MONDAY, 9 DEC 2019
... exposed to significant legal, regulatory and reputational risks in North America and Europe due to allegations of labour law and occupational health and safety violations at XPO. "First Super seeks better responsiveness from Orbis around our legitimate ...
ASIC bans direct life cold calling
HARRISON WORLEY  |  WEDNESDAY, 4 DEC 2019
... Commission recommendations, and will provide consumers with further protections from misselling practices now, ahead of wider law reform by government," Hughes said at the time. "Without such a ban, we are concerned that consumers will continue to be ...
FASEA under pressure on managed accounts
ELIZABETH MCARTHUR  |  WEDNESDAY, 4 DEC 2019
... what is a fairly typical managed accounts practice as reasonable. "Our view is that the code is extending the principles of law in a completely inappropriate way. No adviser can take comfort from the chief executive of FASEA saying the code should be ...
HUB24 announces new board appointment
ALLY SELBY  |  TUESDAY, 3 DEC 2019
... company's audit, risk and compliance committee. Prior to this appointment, Stringer worked for several national and international law firms, as well as serving as in-house legal counsel with financial institutions such as MLC, where she served on the ...
Former NAB, Infocus advisers banned
ALLY SELBY  |  MONDAY, 2 DEC 2019
... "backdated advice documents to give the impression to her licensees that she had complied with her obligations under the law." Meantime, former Infocus adviser Williams has been banned from the industry for one year after she failed to disclose prior ...
Update on FASEA code guidance on the way
ELIZABETH MCARTHUR  |  FRIDAY, 29 NOV 2019
... need guidance if there is ambiguity in the code," De Gori said. "It doesn't matter how good the guidance is. Courts of law and other regulatory bodies that might look at the Code of Ethics - how will they interpret it? "FASEA creates the Code of ...
AFSLs show widespread non-compliance: ASIC
ELIZA BAVIN, JAMIE WILLIAMSON  |  THURSDAY, 28 NOV 2019
... documents, provided by 30 randomly selected Australian financial services licensees, provided to clients complies with the law. The regulator required the licensees to produce samples of fee disclosure statements (FDSs) and renewal notice obligations ...
PAGE:
1
2
3
4
5
6
7
8
9
10
PREVIOUS
NEXT
Link to something oCnE72Gn