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Showing 1 - 1 of 1 results for "Investment Adviser Association"

Industry groups slam SEC plan to limit derivatives

WHITNEY FITZSIMMONS  |  THURSDAY, 31 MAR 2016
... differently regulated product structure or radically transform their strategy to comply with the changes. Investment Adviser Association president and chief executive Karen Barr said, "This represents a significant change in the SEC's approach to regulating ...
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