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Showing 1 - 7 of 7 results for "Imperial Capital Group"

ASIC bans another former MWL adviser

ELIZA BAVIN  |  THURSDAY, 23 APR 2026
... relation to Shield. ASIC has also commenced proceedings against MWL, former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures. In February 2024, ASIC halted new offers of investments in Shield. ASIC made interim ...

ASIC bans another MWL adviser

RIDDHIMA TALWANI  |  WEDNESDAY, 8 APR 2026
... manager. ASIC has also sought to commence proceedings against MWL former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures. ASIC said Lofthouse has the right to appeal the decision to the Administrative Review ...

Former MWL Financial adviser banned for six years

ELIZA BAVIN  |  TUESDAY, 10 MAR 2026
... relation to Shield. ASIC has also commenced proceedings against MWL, former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures. In February 2024, ASIC halted new offers of investments in Shield. ASIC made interim ...

Another MWL Financial Services adviser banned

ANGELIQUE MINAS  |  THURSDAY, 12 FEB 2026
... manager. ASIC has also sought to commence proceedings against MWL former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures.

ASIC suspends MW Planning AFSL over missing responsible manager

MATTHEW WAI  |  FRIDAY, 12 DEC 2025
... July and October. Last month, ASIC took legal action against MWL Financial Services and lead generator Imperial Capital Group Australia for their involvement in Shield.

ASIC acts against MWL, its director and lead generator

ANGELIQUE MINAS  |  THURSDAY, 13 NOV 2025
... legal action against MWL Financial Services, its former director Nicholas Maikousis, and lead generator Imperial Capital Group Australia over alleged Shield advice failures. ASIC alleges that MWL operated a business model that provided inappropriate ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON  |  THURSDAY, 13 NOV 2025
... its involvement. The licensee also failed to respond appropriately to the use of lead generators, namely Imperial Capital Group Australia and AGAT Business, ASIC's claim states. Venture Egg used Imperial Capital Group Australia to generate leads ...
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