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Moelis Australia to rebrand
KANIKA SOOD  |  FRIDAY, 23 APR 2021
... include a new brand and visual identity. "...The MA name also represents the group's future as a diversified financial services business with a strong focus on asset management activities, alongside our significant advisory and transaction-based ...
Pandemic boosts financial sector's engagement
KARREN VERGARA  |  FRIDAY, 23 APR 2021
Financial services employees have never been more engaged in their roles since the global pandemic disrupted, a new study shows. The global workplace study by ADP, a provider of human resource solutions, found that the shift from office-based work to ...
Iress partners with regtech for DDO
ANNABELLE DICKSON  |  FRIDAY, 23 APR 2021
The financial services software company has announced it is integrating Objective Corporation with its blockchain technology for its design and distribution obligations (DDO) solution. The integration will allow product issuers to publish Target Market ...
Adviser numbers at five-year low
KARREN VERGARA  |  FRIDAY, 23 APR 2021
The financial adviser population has reverted to the pre-financial services Royal Commission days, ending at 20,667 in the first quarter of 2021. Rainmaker analysis of ASIC's Financial Adviser Register found that the total number of financial advisers ...
Senate report on YFYS reforms delayed
KANIKA SOOD  |  THURSDAY, 22 APR 2021
... Superannuation Funds of Australia and Industry Super Australia wrote to the minister for superannuation and financial services Jane Hume, copying in Treasurer Josh Frydenberg, asking for "an urgent update" on the release of the draft regulations for ...
Commissions likely to stay: Hume
KARREN VERGARA  |  THURSDAY, 22 APR 2021
... FASEA has acknowledged that commissions are an acceptable form of remuneration," Hume told yesterday's Financial Services Council Life Insurance Summit. "I recognise that a flat fee charged for advice can be a challenging business proposition." In ...
ASIC opens breach reporting consultation
ANNABELLE DICKSON  |  THURSDAY, 22 APR 2021
... mortgage brokers. "We support the reform goals to promote consistent, timely and high-quality reports. The Financial Services Royal Commission expressed concern about prolonged and repeated failures by large entities to make breach reports required by ...
Former adviser pleads guilty over million-dollar super theft
ANNABELLE DICKSON  |  THURSDAY, 22 APR 2021
... on behalf of 10 of his clients. Saad submitted applications for one-off advice fees to Nulis for providing financial services to his clients. ASIC said the services were not provided and the fees were instead rebated to his clients facilitating unlawful ...
Final days to nominate in 2021 MAX Awards
JAMIE WILLIAMSON  |  THURSDAY, 22 APR 2021
... in their 16th year, the MAX Awards recognise leading individuals, teams and organisations in the Australian financial services industry who have achieved excellence in marketing, advertising and sales. The awards feature 23 categories, including Agency ...
Life industry to launch framework
ANNABELLE DICKSON  |  WEDNESDAY, 21 APR 2021
... provide a roadmap for long-term consistency across the industry," Willsford said. Minister for superannuation, financial Services and the digital economy Jane Hume welcomed the framework. "I applaud ANZIIF and industry for their hard work putting together ...
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