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Showing 1 - 10 of 9961 results for "Financial Services"

New alternative investment firm lands in Sydney

MATTHEW WAI  |  MONDAY, 20 JUL 2026
... risk-adjusted returns." Civitas operates as a corporate authorised representative of Bolt Capital's Australian financial services licence.

New 'high-risk' derivatives on the rise

MATTHEW WAI  |  MONDAY, 20 JUL 2026
... spokesperson said. "Businesses offering derivatives, including perps, will generally require an Australian financial services licence (AFSL). "ASIC takes unlicensed conduct seriously and where it identifies serious misconduct it won't hesitate to take ...

FSCP bans adviser over client advice failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
The Financial Services Credit Panel (FSCP) has cancelled the registration of financial adviser Peter Morrison-Dowd and banned him from providing personal advice to retail clients until at least September 2027 after finding multiple breaches of his legal ...

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
ASIC has suspended the Australian financial services licence (AFSL) of Prime Value Asset Management after the fund manager failure to meet its statutory audit and financial reporting obligations for two consecutive financial years. The corporate regulator ...

Brighter Super hires legal chief from crisis-hit Corporate Travel

RIDDHIMA TALWANI  |  MONDAY, 20 JUL 2026
... delisting from the ASX. Sorrenson brings nearly two decades of legal, governance and regulatory experience across financial services, including banking, regulation and superannuation. She returns to Brighter Super after five years, previously serving ...

Next Capital nabs Fujitsu's data centre platform

MATTHEW WAI  |  MONDAY, 20 JUL 2026
... Sydney, Melbourne, Brisbane and Perth, currently serving more than 80 hyperscale, enterprise, government and financial services customers. Fujitsu will continue to operate the business as usual through to completion, with the transition managed jointly ...

ASIC cancels AFSL of Australian Fiduciaries

RIDDHIMA TALWANI  |  FRIDAY, 17 JUL 2026
ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation. This follows Australian Fiduciaries' inability to pay the amount determined by the Australian Financial ...

NGS Super names head of strategy

MATTHEW WAI  |  FRIDAY, 17 JUL 2026
... Nick Callil has joined NGS Super in the newly created role, bringing more than 35 years' experience across financial services strategy, retirement, investment, insurance, product design, member engagement and regulatory policy. Callil will spearhead ...

Former T. Rowe Price distribution head finds new role

MATTHEW WAI  |  FRIDAY, 17 JUL 2026
... consulting services and private markets solutions. With over two decades of experience in investment management and financial services, Ross has established comprehensive understanding on assisting financial advisers, private wealth firms and institutional ...

Another MWL adviser banned over Shield collapse

RIDDHIMA TALWANI  |  THURSDAY, 16 JUL 2026
ASIC has banned another MWL Financial adviser Nicole Niu from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business for ...
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