Search ResultsShowing 1 - 10 of 65 results for "Danielle Press"
Non-compliant personal advice rife at super funds: ASIC
JAMIE WILLIAMSON  |  TUESDAY, 3 DEC 2019
... that, in some cases, the super fund was not the advice provider. Commenting on the findings, ASIC commissioner Danielle Press said: "Superannuation funds have a very important role to play in meeting the financial advice needs of members wanting to build ...
Super fund PDSs to include single cost of product figure
HARRISON WORLEY  |  FRIDAY, 29 NOV 2019
... under the current version of RG97 will apply until the end of the transition period, ASIC said. ASIC commissioner Danielle Press said the more consistent and comparable disclosure the update to RG97 delivers will help consumers and financial advisers ...
Regulators quash remuneration rumours
ELIZABETH MCARTHUR  |  THURSDAY, 28 NOV 2019
... Stephen Glenfield told the FPA Congress. Appearing as part of a regulatory update alongside ASIC commissioner Danielle Press, Glenfield said advisers should be using this time to assess their remuneration structures and need to consider it in the context ...
AFSLs show widespread non-compliance: ASIC
ELIZA BAVIN, JAMIE WILLIAMSON  |  THURSDAY, 28 NOV 2019
... effective processes to remind them when RNs are due or to turn off ongoing fees," ASIC said. ASIC commissioner Danielle Press said the findings have raised concerns about industry practices in relation to fee disclosure to clients. "Our review has found ...
Former Apogee, GPS Wealth advisers banned
JAMIE WILLIAMSON  |  THURSDAY, 7 NOV 2019
... Practitioners Board website, he is a member of the Association of Financial Advisers. Commenting, ASIC commissioner Danielle Press said: "Financial advisers are expected to understand their clients' personal circumstances and take those circumstances ...
ASIC puts trustees on notice
ELIZA BAVIN  |  THURSDAY, 31 OCT 2019
... appropriate context about the reforms and tailoring communications to the needs of their members." ASIC commissioner Danielle Press said: "The superannuation industry needs to learn from what happened earlier this year when trustees communicated with ...
ASIC imposes AFSL conditions on IOOF
JAMIE WILLIAMSON  |  MONDAY, 28 OCT 2019
... and ensuring that investors' best interests are the highest priority of fund managers," ASIC commissioner Danielle Press said. "ASIC will use its licensing power, including through the imposition of tailored licence conditions to address governance ...
ASIC nudges robo-adviser to shutter
ELIZABETH MCARTHUR  |  FRIDAY, 18 OCT 2019
... situations were inadequate. Lime FS decided to close both tools. Both websites are now defunct. ASIC commissioner Danielle Press said: "Digital advice tools offer a convenient and low-cost alternative to consumers who may otherwise not seek personal ...
SMSFs not for everybody: ASIC
HARRISON WORLEY  |  MONDAY, 14 OCT 2019
... "extremely unlikely" for investors to gain any advantage from managing their own retirement savings. Commissioner Danielle Press said the corporate regulator is concerned that too much of the public's focus on SMSFs is on their potential benefits ...
ASIC bans financial adviser
KRISTI CHENG  |  WEDNESDAY, 28 AUG 2019
... and commissions for himself. He also failed to give a number of his clients a Statement of Advice. Commissioner Danielle Press said ASIC's decision reflects its expectation that financial advisers comply with the law and act in their client's best interests ...
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