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Search ResultsShowing 1 - 10 of 100+ results for "Counsel"
ASIC bans RC case study adviser
HARRISON WORLEY  |  TUESDAY, 12 MAY 2020
... subject of a Royal Commission case study, which saw advice he provided to clients as a Millennium3 adviser pored over by counsel assisting the commission. ASIC said Harris engaged in conduct which was likely to mislead or deceive by making the false ...
TradeFloor acquires tech solutions
ALLY SELBY  |  MONDAY, 11 MAY 2020
... has been appointed chief technology officer and Deane Sweeney has been appointed chief operating officer and general counsel. OpenMarkets' online trading platform will now be powered by TradeFloor, the software company said. "Having operated for more ...
Advice, but not as you know it
ELIZA BAVIN  |  THURSDAY, 7 MAY 2020
... need to have answers quicker." Karagianis said a key role in the current environment is often as much about providing counsel on the importance of maintaining a perspective on the longer-term outlook as it is about negotiating short-term volatility. ...
ASX appoints compliance chief
ALLY SELBY  |  THURSDAY, 7 MAY 2020
... chief compliance officer, as the incumbent prepares to step down after a decade in the role. The ASX's deputy general counsel Janine Ryan will take over from Kevin Lewis as he shifts into an advisory role ahead of his retirement in mid-2022. ASX Corporate ...
Former ASIC lawyer joins private firm
ELIZA BAVIN  |  MONDAY, 20 APR 2020
... a well-known Australian law firm. Herbert Smith Freehills announced Lesley Symons had been appointed as an executive counsel in its financial services regulatory practice. Symons will be based in the firm's Brisbane office, to be one of the leaders of ...
Westpac director heads for the exit
HARRISON WORLEY  |  FRIDAY, 6 MAR 2020
... tenure and wish him well for the future. I know that I speak for many at Westpac when I say that Lindsay's guidance and counsel will be greatly missed."
IOOF restructures leadership team
HARRISON WORLEY  |  MONDAY, 2 MAR 2020
... in June last year , which was said to be finalised when the firm appointed a new chief financial officer and general counsel in December. However, the firm's latest string of senior leadership changes appear to be in response to its acquisition of ANZ's ...
IOOF faces new class action
ELIZABETH MCARTHUR  |  TUESDAY, 25 FEB 2020
... Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA's legal proceedings, however, were unsuccessful with the Federal Court finding that IOOF did not contravene ...
First State hires from CBA
ELIZA BAVIN  |  TUESDAY, 25 FEB 2020
... division's global strategy. Prior to Macquarie, Couchman was chief risk officer at BT Financial Group, and before that general counsel at Perpetual. In her new role at First State Super, Couchman will oversee the funds risk and compliance division ...
GAM profits fall 92%, management team overhauled
JAMIE WILLIAMSON  |  FRIDAY, 21 FEB 2020
... Zumbuehl and group chief operating officer Steve Rafferty. Group head of sales and distribution Tim Rainsford, group general counsel Rachel Wheeler and group head PLF and region head continental Europe Martin Jufer have stepped down and will instead ...
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