Search Results | Showing 1 - 10 of 67 results for "Compliance officer" |
| | ... members following the hit, including former investment bank chief executive Brian Chin and former chief risk and compliance officer Lara Warner. Last October, Credit Suisse restructured and cut thousands of jobs, including former chief executive of the ... |
| | | ... chief executive's role in driving growth initiatives. Meanwhile, Minney joins NGS following stints as chief compliance officer at Allianz and having held other compliance roles at Insurance Australia Group. She has also served as chief risk officer ... |
| | | ... support of these allegations, evidence presented in the SEC's filing includes a message from Binance's chief compliance officer to a colleague in December 2018 that reads: "We are operating as a fking unlicensed securities exchange in the USA bro." The ... |
| | | ... Court against Zhao and three entities that operate Binance. The complaint also includes Binance former chief compliance officer Samuel Lim for aiding and abetting the crypto exchange. "For years, Binance knew they were violating CFTC rules, working actively ... |
| | | ... six years at Aegon Asset Management (Aegon). Most recently at Aegon she held the role global chief risk and compliance officer and was responsible for leading a team of 85 across Europe, Asia and the US while overseeing portfolio risk management, enterprise ... |
| | | ... dishonestly obtained his Australian Institute of Company Directors qualification by having a subordinate employee - a compliance officer - complete his assessments without his involvement. |
| | | Mercer appointed its new chief risk and compliance officer in the Pacific region, Norlena Brouwer, who joins from Hostplus' executive team. She will commence the role in February next year and be responsible for delivering the firm's strategic priorities ... |
| | | ... economic reform", saying his leadership was central to the creation of universal superannuation. Thompson is a compliance officer for the Construction Forestry Maritime Mining and Energy Union manufacturing division. She has worked in a variety of compliance ... |
| | | ... join the FCA in October from Legal & General Investment Management, where she is currently the global chief compliance officer, responsible for the company's global compliance framework and team. Closer to home, she is known for her time as senior executive ... |
| | | ... Management chief executive Audrey Koenig, head of global corporate communications Alix Boisaubert and global chief compliance officer Justin Rosin. Also appointed is Alain Bruneau as general secretary, global head of client experience Melanie Robinson ... |
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