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Search ResultsShowing 1 - 10 of 20 results for "Commodity Futures Trading Commission"
Westpac puts Australia on bad banking leaderboard
ELIZA BAVIN  |  WEDNESDAY, 14 OCT 2020
... Canada's Scotiabank reached settlement agreements with the US Department of Justice and the Commodity Futures Trading Commission over charges of metals market manipulation.
Crypto exchange owners charged
KARREN VERGARA  |  THURSDAY, 8 OCT 2020
... charges for allegedly violating anti-money laundering laws and basic compliance procedures. The Commodity Futures Trading Commission (CFTC) has charged co-founders Arthur Hayes (chief executive), Samuel Reed (chief technology officer), Gregory Dwyer ...
Manipulative trading at J.P. Morgan costs it over $1bn
ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... (US$920 million) after entering into an agreement with the US Department of Justice, the US Commodity Futures Trading Commission and the US Securities and Exchange Commission. The agreements with the three government agencies resolve investigations into ...
J.P Morgan set to cough up US$1bn
ALLY SELBY  |  THURSDAY, 24 SEP 2020
... come as soon as this week - would squash investigations by the US Justice Department, the Commodity Futures Trading Commission and the Securities and Exchange Commission into whether traders rigged markets. This would be a record penalty for spoofing ...
Fake pastor herds believers into Ponzi scheme
ELIZABETH MCARTHUR  |  MONDAY, 31 AUG 2020
... for these kinds of scams. Criminal charges have also been filed in this matter and the US Commodity Futures Trading Commission has filed a civil action. The SEC wants return of ill-gotten gains to the misled investors with prejudgement interest and civil ...
Pension funds apply pressure on climate change
ELIZABETH MCARTHUR  |  THURSDAY, 23 JUL 2020
... Currency, Federal Deposit Insurance Corporation, the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, Federal Insurance Office, Federal Housing Finance Agency, Financial Stability Oversight Council and various state offices. ...
Volcker Rule tweak gets green light
KANIKA SOOD  |  THURSDAY, 10 OCT 2019
... January 2021. The five agencies whose approval was needed include: Federal Reserve Board, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, and the Securities and Exchange ...
Portfolio manager caught out faking returns
KANIKA SOOD  |  FRIDAY, 19 JUL 2019
... plus prejudgment interest and a civil penalty of US $100,000. Concurrent to SEC action, the Commodity Futures Trading Commission (CFTC) also entered a consent order against Rege, involving conduct similar to the SEC's orders. The CFTC's order finds ...
Goldman Sachs fined $120m for rate rigging
JAMIE WILLIAMSON  |  FRIDAY, 23 DEC 2016
... million penalty for attempting to rig global benchmarks for interest rate products. The US Commodity Futures Trading Commission found that, between January 2007 and March 2012, traders in New York - including the head of Goldman's US Interest Rate Products ...
DTCC to cut GTR fees
JAMIE WILLIAMSON  |  WEDNESDAY, 21 SEP 2016
... commodities. In addition to the ASIC & MAS reporting regimes, DTCC also supports the U.S. Commodity Futures Trading Commission (CFTC), Canadian reporting across provinces, the European Securities and Markets Authority (ESMA) and the Financial Services ...
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