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Showing 1 - 2 of 2 results for "ASX CentrePoint"

CommSec, AUSIEX to pay $27m penalty

JAMIE WILLIAMSON  |  WEDNESDAY, 26 OCT 2022
... AUSIEX." The court also held that CommSec made a false or misleading representation when it said it considered ASX CentrePoint an execution venue for those customers who submitted orders via the ASB Securities platform when it did not. This meant some ...

ASIC drags CommSec to court

ELIZABETH MCARTHUR  |  MONDAY, 1 MAR 2021
... issues raised on best execution policy disclosures, ASIC found and CommSec admitted that it failed to consider ASX Centrepoint as an execution centre for clients. Usually, ASIC would pursue a matter like this through the Markets Disciplinary Panel but ...
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