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Search ResultsShowing 1 - 10 of 33 results for "ASIC Financial Adviser Register"
FASEA unclear why advisers are quitting
ELIZABETH MCARTHUR  |  MONDAY, 25 MAY 2020
... look into why financial advisers are exiting the industry in droves. Rainmaker analysis of the ASIC Financial Adviser Register indicates that the register has dropped by 1488 advisers since the start of 2020. With just 53 new entrants to the industry ...
Count Financial makes growth-focused hire
ALLY SELBY  |  FRIDAY, 22 MAY 2020
... standards. It also comes as Rainmaker analysis reveals nearly 1500 advisers have dropped off the ASIC Financial Adviser Register since the beginning of the year.
916 advisers gone in three months, ASIC responds
ELIZABETH MCARTHUR  |  THURSDAY, 21 MAY 2020
... COVID-19 could amplify the issue, as it is revealed almost 1000 left since the pandemic hit. The ASIC Financial Adviser Register has dropped by 1488 advisers since the start of this year, according to Rainmaker analysis. Since COVID-19 hit, in less than ...
Client drags advice firm, advisers to court
KANIKA SOOD  |  WEDNESDAY, 20 MAY 2020
... shuttering, Spectrum Wealth is still listed as the firm's licensee on its website, however the ASIC Financial Adviser Register shows Robert Patterson as a representative of Life Plan FP. Giam claims the duo won her trust by posing as her friends ...
500 advisers exit during COVID-19
ELIZABETH MCARTHUR  |  THURSDAY, 23 APR 2020
Rainmaker analysis of the ASIC Financial Adviser Register shows that just shy of 500 financial advisers have left the industry in the last two months. From 27 February 2020 to 23 April 2020 the ASIC FAR dropped from 23,226 advisers (excluding time share ...
YBR national advice lead moves to Interprac
ELIZABETH MCARTHUR  |  FRIDAY, 3 APR 2020
... licensed by Interprac (which holds an AFSL within the Sequoia Group). Rainmaker analysis of the ASIC Financial Adviser Register shows a few of YBR advisers have left the industry since the sale (from 58 in December 2019 to 55 in February 2020).
Industry funds a bright spot for advisers
ELIZABETH MCARTHUR  |  MONDAY, 16 MAR 2020
... funds are recruiting. In the three months to today, 757 financial advisers have dropped off the ASIC Financial Adviser Register. During that same period, industry funds have picked up 19 new advisers, according to Rainmaker analysis. Of the advisers ...
Madison advisers loyal amid sale
KANIKA SOOD  |  WEDNESDAY, 4 MAR 2020
... 5pm today. Prospective suitors will have to sign a confidentiality deed. As the wheels turn, ASIC Financial Adviser Register (FAR) numbers show Madison's advisers have stuck it out with the firm during the ordeal. It had 101 active advisers at December ...
Former AMP, Synchron adviser charged
HARRISON WORLEY  |  FRIDAY, 21 FEB 2020
... February 10, where Dick was granted bail but order to surrender his passport. According to the ASIC Financial Adviser Register, Dick is a member of the Association of Financial Advisers. Earlier this week a 73-year-old man from Nowra in New South Wales ...
Count Financial treads new path
JAMIE WILLIAMSON  |  THURSDAY, 20 FEB 2020
... first seven months of 2020 has already seen close to 400 advisers exit, Rainmaker analysis of the ASIC Financial Adviser Register shows. "Significant challenges come into play in the 2021 financial year as we move away from grandfathered revenue, reposition ...
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