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|Search Results||Showing 1 - 10 of 37 results for "ASIC Financial Adviser Register"|
|... 2000 financial advisers leave the industry amid a time of flux for the sector. In January, the ASIC Financial Adviser Register showed 23,682 active advisers, but now the register shows 21,913 advisers. That's a difference of 1769 advisers - and the ...|
|... advice industry. AFA general manager, policy and professionalism Phil Anderson said that the ASIC Financial Adviser Register had dropped by 6000 advisers in the last 18 months. Liberal MP Craig Kelly brought up the drop in financial adviser number again ...|
|... FASEA exam by the end of this year to remain practicing. Only about half the advisers on the ASIC Financial Adviser Register have sat the exam so far . The Stockbrokers and Financial Advisers Association chief executive Judith Fox welcomed the news. ...|
|... envisions a world where financial advisers are registered to a separate body (distinguished from the ASIC Financial Adviser Register) which monitors their compliance while AFSLs maintain oversight of product. Fortnum managing director Neil Younger, Centrepoint ...|
|... look into why financial advisers are exiting the industry in droves. Rainmaker analysis of the ASIC Financial Adviser Register indicates that the register has dropped by 1488 advisers since the start of 2020. With just 53 new entrants to the industry ...|
|... standards. It also comes as Rainmaker analysis reveals nearly 1500 advisers have dropped off the ASIC Financial Adviser Register since the beginning of the year.|
|... COVID-19 could amplify the issue, as it is revealed almost 1000 left since the pandemic hit. The ASIC Financial Adviser Register has dropped by 1488 advisers since the start of this year, according to Rainmaker analysis. Since COVID-19 hit, in less than ...|
|... shuttering, Spectrum Wealth is still listed as the firm's licensee on its website, however the ASIC Financial Adviser Register shows Robert Patterson as a representative of Life Plan FP. Giam claims the duo won her trust by posing as her friends ...|
|Rainmaker analysis of the ASIC Financial Adviser Register shows that just shy of 500 financial advisers have left the industry in the last two months. From 27 February 2020 to 23 April 2020 the ASIC FAR dropped from 23,226 advisers (excluding time share ...|
|... licensed by Interprac (which holds an AFSL within the Sequoia Group). Rainmaker analysis of the ASIC Financial Adviser Register shows a few of YBR advisers have left the industry since the sale (from 58 in December 2019 to 55 in February 2020).|
Munro Partners is introducing a global equities strategy to Canadian retail investors, after raising $1.5 billion in Canada since January 2019.
IFM Investors and Regal backed Spitfire has appointed administrators, as it looks to restructure the group after a shareholder reneged on promised funding.
Melbourne's Warakirri Asset Management has launched new retail funds from its freshly-minted partnership with Northcape Capital.
Synchron's general manager of legal, risk and compliance Michael Jones has resigned, with a new appointment to lead the dealer group's compliance.
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