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Showing 81 - 90 of 121 results for "Undertakings"

ASIC targets five unregistered property ventures

ASIC RELEASE  |  FRIDAY, 6 AUG 2010
... on 30 July also require KPMG to contact SY21 investors with further information regarding that hearing. Previous undertakings provided to the court by Peter Bate, in respect of SY21, and Mark Letten have been extended.

Market Wrap - Morning

AAP  |  WEDNESDAY, 28 JUL 2010
... drop, amid calls for the telco to come clean over its plans for voluntary separation after it sought changes to its undertakings made to the Government.

World-class Aussie funds reach Europe through UCITS

MICHELLE BALTAZAR  |  TUESDAY, 22 JUN 2010
... compliance hurdles they had to endure in the past. The new set of EU directives fall under UCITS IV, which stands for the 'Undertakings for Collective Investment in Transferable Securities'. These laws allow collective investment schemes to operate in ...

Treasury proposes mandatory governance principles

MICHAEL HOBBS  |  TUESDAY, 9 MAR 2010
... said the report. This comes after the Australian Securities & Investments Commission (ASIC) accepted enforceable undertakings from three partners of KPMG's Perth office for their auditing work on the Westpoint Group of companies in August last year. ...

Westpoint auditors get just desserts

ASIC RELEASE  |  TUESDAY, 18 AUG 2009
... nine to 24 months following ASIC's crackdown on their roles in the Westpoint collapse. ASIC has accepted enforceable undertakings (EUs) from three partners of KPMG's Perth office, Brett Charles Fullarton, Robert Charles Kelly and Jonathan Grant Robinson ...

EC's reforms could be fatal to hedgies

RUTH LIEW  |  TUESDAY, 28 JUL 2009
... allow the use of "Relative VaR" or relative value at risk measure with a maximum ratio of two. This means UCITS - Undertakings for Collective Investment in Transferable Securities - funds will be able to have twice the risk of for example, a technology ...

AUSTRAC to probe anti-money laundering breaches

MICHAEL HOBBS  |  THURSDAY, 2 JUL 2009
The Australian Transaction Reports and Analysis Centre (AUSTRAC) has accepted enforceable undertakings from Barclays Bank PLC and Mega International Commercial Bank Co for breaching anti-money laundering and counter terrorism laws. An AUSTRAC statement ...

ASIC bans former Money Matters adviser

ASIC STATEMENT  |  MONDAY, 1 SEP 2008
... ban from providing financial services because he operated the unregistered managed investment schemes and breached undertakings to ASIC. Ian and Mathew have the right to appeal against ASIC's decision. To date, the regulator has banned 17 licensed advisers ...

HESTA appoints five

... numbers to 60. Richard Fuller will be based in Melbourne as the new investments analyst (PRI) to manage HESTA's PRI undertakings and environmental, social and governance (ESG) objectives. His appointment comes on the tail of the fund being shortlisted ...

APRA bans former Zurich CEO

CHRIS NICHOLLS  |  TUESDAY, 21 AUG 2007
... financial reinsurance transactions with General & Cologne Re Group Australia. At the time, APRA said: "While the undertakings resolve APRA's issues from the investigation in relation to ZAIL and ZFSA, APRA is still to consider what action, if any, it ...