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Showing 91 - 100 of 121 results for "Undertakings"

XPLAN incorporates Zenith research

... Macquarie, Asgard and First Choice, Zenith and XPLAN clients will also benefit from one of the research firm's fresh undertakings. "We're starting an infrastructure sector fund review later this month. We've covered infrastructure funds before but only ...

AMP FP to call 35,000 over switching advice

... the presentation of their half year results yesterday, the group has given more details about the four enforceable undertakings it agreed to with the Austrailan Securities and Investments Commission (ASIC) last July after the regulator reviewed 300 randomly ...

Class action filed against retirement fund managers

AAP | FRIDAY, 10 JUN 2005

... compensation for investors, many of whom had their retirement savings at stake," Goldman said. Smith and Rich gave undertakings to the Australian Securities and Investments Commission (ASIC) in 2003 that banned them from holding an Australian Financial ...

IFS changes advertisements to suit ASIC

... applying comparisons of current or past fees or average fees, unless these projections are properly qualified. The undertakings also require IFS to refrain from representing that the only relevant factor for comparisons of different super funds, in the ...

ASIC and APRA accept undertaking from AXA Australia staff plan

... relation to the calculation of interest rates on member benefits and buy out offers by the employer. Specifically the undertakings are in relation to a decision to change the method of calculating the interest rate on members' benefits and an offer by ...

News Corp offers compromise over US domicile issues: report

AAP | WEDNESDAY, 6 OCT 2004

... Australian Financial Review said that Mr Murdoch is now prepared to change NewS Corp's constitution to incorporate undertakings on issues relating to any future change in control, as well as addressing concerns about its possible exit altogether from ...

ACCC plans to revise merger process to increase transparency

AAP | FRIDAY, 24 SEP 2004

... introduced competition assessments, which outline its reasons for rejecting a merger, subjecting a merger to enforceable undertakings and when merger parties request it. Those assessments would be expanded to include matters where a merger was approved ...

Wealth-creation seminar promoters comply with undertakings

AAP | THURSDAY, 22 JUL 2004

... of a wealth-creation seminar held in Sydney on Wednesday were forced to make changes to its content to comply with undertakings made with the national corporate regulator. In advertising his $5,000-per-head seminar, US finance spruiker Robert G Allen ...

ANZ receives RBNZ agreement for amalgamation

... brands and branch networks separately. The Reserve Bank of New Zealand's consent will be subject to a number of formal undertakings made by ANZ. "We have had a constructive dialogue with the Reserve Bank of New Zealand over recent months in order to ...

ANZ receives RBNZ agreement for amalgamation of NBNZ

... brands and branch networks separately. The Reserve Bank of New Zealand's consent will be subject to a number of formal undertakings made by ANZ.These include: Ensuring the primacy of the New Zealand board of directors in overseeing management of the ...

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Invesco launches new equity fund

ELIZA BAVIN | 12:13PM

Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA | 12:05PM

The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA | 12:03PM

A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI | 11:12AM

Global X has now launched the space tech ETF (ASX: MOON).

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