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Showing 111 - 120 of 121 results for "Undertakings"

NAB Wealth Management companies to pay $67 million in investor compensation

... life insurance products by the end of the year. The corporate watchdog said the compensation is one of a number of undertakings by National Australia Financial Management Ltd (NAFiM), National Australia Superannuation Pty Ltd (NAS) and MLC Nominees Pty ...

ASIC accepts enforceable undertakings from two Lifetrack directors

The Australian Securities and Investments Commission (ASIC) has also accepted enforceable undertakings from Lifetrack Management Ltd and Messrs David Smith and Alan Rich, two of its directors. Lifetrack was the approved trustee of the AM Pooled Superannuation ...

APRA reaches settlement with LifeTrack directors

... any finding of dishonesty) regarding the Trustee's handling of the DTPF. APRA said it has now accepted enforceable undertakings from two LifeTrack directors, Mr Alan Rich and Mr David Smith, that they will not occupy any role as a responsible officer ...

National Exchange, David Tweed in court over OneSteel offer

... instalments of 13 cents (commencing 3 September 2004). While disputing ASIC's claim, National Exchange and Mr Tweed gave undertakings to the Court that they will not make the offers, or act upon any acceptances received, until the matter is finally determined ...

ASIC obtains undertakings over misleading website

The Australian Securities and Investments Commission (ASIC) has announced it has obtained undertakings from Rural & General Insurance Broking Pty Ltd (Broking), and Rural & General International Insurance Ltd (International) in the Federal Court in ...

ASIC obtains undertakings following Federal Court proceedings

The Australian Securities and Investments Commission (ASIC) has obtained undertakings from Henry Kaye and Alan Meagher, of National Investment Institute Pty Ltd (NII) and Novasource Consulting Pty Ltd, following proceedings commenced in the Federal ...

ACCC accepts GrainCorp undertakings

The Australian Competition and Consumer Commission (ACCC) has accepted undertakings, pursuant to section 87B of the Trade Practices Act 1974, from GrainCorp Ltd in relation to the sale of the interest in Australian Bulk Alliance, newly appointed ACCC ...

NZCC submission further support for proposed air-alliance

... the rapidly changing global aviation market, the corroborated economic analysis from independent economists and the undertakings we have given will be sufficient for the Commission to reverse its preliminary draft determination, and we look forward to ...

OECD calls for greater investment, international cooperation

... factors but will also have to take into account developmental, social and the environmental implications of their undertakings. During the meeting, there was also an 'unambiguous sense of commitment' by the ministers to making the World Trade Organisation ...

APRA freezes Strategic Capital Superannuation Fund

... Act an the enforceable undertaking effectively freezes the fund while we complete that task." APRA uses enforceable undertakings to target specific weaknesses within superannuation funds as address the problems within a certain time limit "without imposing ...