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Showing 101 - 110 of 121 results for "Undertakings"

Lifetrack director on hold for five years: ASIC

The Australian Securities and Investments Commission has accepted enforceable undertakings from Barry Egan, a former director of Lifetrack Management, which is a trustee of the AM Pooled Superannuation Trust. The undertakings require Egan to not act ...

Unlicensed managed investment schemes to be wound up

... involving mortgages, in contravention of the Corporations Law and Corporations Act. Directors of Atlantic 3 have given undertakings to the Court preserving assets of the company until 12 January 2004, at which time the liquidation will commence.

New twist in AMC saga

... that made unsolicited offers to buy shares in the beleaguered Australian Magnesium Company (AMC). ASIC has received undertakings from Nimbus Mines Limited, and its managing director, Christopher John Daws, preventing either from further distributing ...

Tower provides undertakings to ASIC regarding FAI PSP product

AAP | TUESDAY, 25 NOV 2003

Wealth management group Tower Australia Ltd today issued undertakings to Australia's corporate watchdog that it would repay investors for their investment in FAI Personal Superannuation Plan (PSP). The move comes after Tower said in July that it would ...

Mortgage broker to compensate former clients

... Express Loans mortgage broking business, will be required to pay compensation to past clients, following enforceable undertakings won by the Australian Securities and Investments Commission (ASIC). An earlier investigation by ASIC found Express Loans ...

Super funds offering more additional services: new report

... and approved by the Australian Prudential Regulation Authority (APRA), although ARF was required to accept certain undertakings.

Federal Court continues NII proceedings following ASIC action

... compensation process in the enforceable undertaking can be completed properly." Today, the defendants gave permanent undertakings to the Federal Court that they will not make any of these statements again. The case was adjourned until 2 December 2003 ...

ACCC reject proposed air alliance, airlines to appeal

... evidence that had been provided to the ACCC since the draft determination. However, Mr Samuel said the ACCC had examined undertakings proposed by Qantas and Air NZ to reduce the anti-competitive effects of the alliance. "The ability of the undertakings ...

Virgin Blue responds to watchdog air alliance decision

... parties that the ACCC would have a hard time reaching a different conclusion from their draft without substantial undertakings. He said, "I'm not going to say we agree or disagree, but we believe the ACCC's decision certainly clarifies our future and ...

ACCC to announce Qantas-Air NZ fate tomorrow

WITH AAP | MONDAY, 8 SEP 2003

... to enter the market in a bid to win regulatory approval for the proposed alliance. The airlines said their revised undertakings should alleviate ACCC concerns the deal was anti-competitive. -

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Invesco launches new equity fund

ELIZA BAVIN

Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA

The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA

A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI

Global X has now launched the space tech ETF (ASX: MOON).

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