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Showing 81 - 90 of 1637 results for "Selling"

ASIC bans adviser jailed for supplying drugs

MATTHEW WAI  |  FRIDAY, 7 MAR 2025
... cocaine inside a motorbike helmet from Los Angeles. He was also found guilty of possessing cash that was the proceeds of selling cocaine, and of supplying a commercial quantity in Alice Springs between December 2017 and July 2018. Shortland was sentenced ...

SEC drops civil enforcement case against Coinbase

ANDREW MCKEAN  |  MONDAY, 3 MAR 2025
... SEC's complaint, since at least 2019, Coinbase has made billions of dollars by unlawfully facilitating the buying and selling of crypto asset securities. The agency alleged that Coinbase's failure to register as a broker, clearing agency, and national ...

Outlook favourable for practice valuations: Guide

JAMIE WILLIAMSON  |  FRIDAY, 28 FEB 2025
... of the transaction, Centurion noted, including claw backs or deferred payment times, client handover, and whether the selling adviser is exiting the industry or going elsewhere. Overall, Centurion said the outlook for financial advice practice and client ...

Oaktree offers Star $650m lifeline

ELIZA BAVIN  |  TUESDAY, 18 FEB 2025
... examining potential criminal links at the casino. Late last year Perpetual halved its investment in the casino operator, selling around $26 million worth of shares. Additionally, in September last year portfolio managers for the WAM Leaders Fund admitted ...

Our results were strong: Alexis George

ANDREW MCKEAN  |  MONDAY, 17 FEB 2025
... reputation is back at long-term averages." "People are proud of what we're offering and proud of getting out there and selling it," George said. George said the company's results were strong, underlying net profit after tax was up 15% on the ...

Foreign investors banned from buying homes

ELIZA BAVIN  |  MONDAY, 17 FEB 2025
... complied with and identifying any investors who are acquiring vacant land, not developing it while prices rise and then selling it for a profit." Foreign investors that have already acquired or are proposing to acquire vacant residential or non-residential ...

Briefcase launches five SMAs on Praemium

KARREN VERGARA  |  TUESDAY, 11 FEB 2025
... rather than a fund, advisers can implement tax-loss harvesting strategies more effectively," Persky said. "This involves selling securities at a loss to offset gains elsewhere in the portfolio, thereby reducing the overall tax burden for clients. As ...

Local private wealth manager appoints new chief

ANDREW MCKEAN  |  THURSDAY, 16 JAN 2025
... managed more than US$1.8 billion of client assets. He helped contribute to an increase in shareholder value of 300%, before selling to Wealthspire Advisors. DeCarlo's most notable work in Australia, however, is connected to industry platforms. From 2009 ...

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... complete and accurate securities trading information, known as blue sheet data, to the SEC, as well as comply with short selling practices.

Zenith hires from Preqin and Morningstar

ELIZABETH FRY  |  THURSDAY, 19 DEC 2024
... Zenith's institutional relationships," Boyes said. "His experience with Preqin, in particular, brings valuable experience selling data and technology solutions into the funds management and institutional markets." For his part, Hope will focus on adviser ...