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Showing 971 - 980 of 2507 results for "Legal"

ASIC called out over super fund disclosures

ELIZA BAVIN  |  FRIDAY, 1 NOV 2019
... deadline for super trustees to disclose their portfolio holdings for 12 months. ASIC said it amended the order to provide "legal certainty" about the first reporting day, given that the regulations setting out the required disclosures have not yet been ...

RI Advice faces ASIC action

JAMIE WILLIAMSON  |  THURSDAY, 31 OCT 2019
... is alleging RI Advice was aware, or should have been aware, there was a substantial risk Doyle was not complying with his legal obligations and was repeatedly recommending the products and bypassing compliance requirements. At the time RI Advice was ...

Extension for super fund portfolio disclosures

ELIZA BAVIN  |  WEDNESDAY, 30 OCT 2019
... the deadline for superannuation trustees to disclose their portfolio holdings. ASIC said it amended the order to provide "legal certainty" about the first reporting day, given that the regulations setting out the required disclosures have not yet been ...

AMP extends adviser deadline

JAMIE WILLIAMSON  |  WEDNESDAY, 30 OCT 2019
... law firm selected by AMPFPA on behalf of its members, Corrs, has written to advisers who have expressed interest in the legal action. In the letter, Corrs provided a timeline, including meetings in each state next month. The law firm is confident it ...

Suncorp wealth chief steps down

ELIZA BAVIN  |  WEDNESDAY, 30 OCT 2019
... company secretariat. She will take on the role effective immediately, with the group saying the move will bring together the legal, corporate and board governance under one team. "[Speirs] has done an outstanding job over the past six years at Suncorp ...

AMP contests senior lawyer's claims

KANIKA SOOD  |  TUESDAY, 29 OCT 2019
... that fee-for-no-service may have been "deliberate rather than inadvertent", with senior management potentially ignoring legal advice and complaints from junior employees. She said in the next week she reported the information to Brian Salter, Jack Regan ...

IOOF to cut bonuses, pays Kelaher millions

ELIZABETH MCARTHUR  |  TUESDAY, 29 OCT 2019
... Mota's full salary, including superannuation. Kelaher was on a leave of absence from 1 July 2018 while IOOF defended the legal action brought against it by APRA until his resignation in July 2019. His invested long term incentive (LTI) performance rights ...

Senior lawyer drags AMP to court

KANIKA SOOD  |  THURSDAY, 24 OCT 2019
... concerns about fee-for-no-services practices with its former top executives. Larissa Baker Cook was involved in AMP's legal preparation for the Royal Commission, its work for ASIC enforcement notices and handling advice complaints and insurance claims ...

Cbus veteran moves to APRA

ELIZABETH MCARTHUR  |  MONDAY, 21 OCT 2019
... role, Thurstans spent over 18 years as executive manager of governance and risk at the fund. Paul Woodburn is now head of legal, compliance and governance at Cbus. He previously worked as a lawyer for ASIC and as head of legal at UniSuper. Jane Barrett ...

Industry fund appoints interim investment chief

HARRISON WORLEY  |  FRIDAY, 18 OCT 2019
A former Kinetic Super chief investment officer has been appointed as the interim investment chief of a $4 billion industry fund. Former Kinetic Super chief investment officer Paul Kessell has joined legalsuper as the fund's interim chief investment ...