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Showing 1001 - 1010 of 2506 results for "Legal"

Consultation opens on new ASIC powers

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 SEP 2019
Treasury has released draft legislation on enhancing ASIC's powers, including allowing the regulator to tap the phones of those under investigation. The new legislation follows on from the ASIC Enforcement Review Taskforce which made a number of recommendations ...

AFCA ombudsman addresses adviser concerns

KRISTI CHENG  |  TUESDAY, 10 SEP 2019
... law and standards." "For example, a complaint about personal investment advice given in 2009 will be assessed against the legal obligations in force at the time, including the obligation for personal advice to have a reasonable basis, rather than the ...

Female ASX200 chief executives drop

ELIZABETH MCARTHUR  |  TUESDAY, 10 SEP 2019
... executive leadership teams, the vast majority (71%) were appointed to functional roles like human resources, corporate affairs, legal and marketing. Chief Executive Women president Sue Morphet said: "With few exceptions, progress towards gender balance ...

BNY Mellon adds to Melbourne team

KANIKA SOOD  |  THURSDAY, 5 SEP 2019
... role. He is the second Melbourne hire in BNY Mellon's corporate trust business and joins Jeremy Hollingsworth who has a legal focus. "We see Melbourne as a financial center, with the headquarters of ANZ and NAB and companies such as Transurban, Vicinity ...

APRA updates enforcement approach

KRISTI CHENG  |  WEDNESDAY, 4 SEP 2019
APRA says its new enforcement approach goes beyond taking stronger action earlier, clarifying when and how it will publicise the actions it takes. Outlining how it will increase transparency and take stronger action against misbehaving institutions ...

MLC Wealth appoints chief operating officer

KRISTI CHENG  |  FRIDAY, 30 AUG 2019
... said. Morgan will report to NAB Group chief financial offer Gary Lennon in addition to Lloyd, in the period until MLC's legal separation from NAB. "Andrew will bring fresh insight and significant expertise to our business as we continue to assemble ...

Hejaz climbs Islamic fund ladder

KRISTI CHENG  |  THURSDAY, 29 AUG 2019
... and tax services. The company is set to expand their offering in the next 12 months to include real estate, insurance and legal services. According to a report by the Malaysia Islamic International Financial Centre, total global Islamic assets under ...

Government should intervene in BOLR changes: Opposition

JAMIE WILLIAMSON  |  FRIDAY, 23 AUG 2019
... more once an answer is provided. Speaking to Financial Standard recently, AMP's Wade said the group has met all of its legal obligations, consulted with the AMP Financial Planners Association two weeks ahead of the announcement and provided detailed ...

CommInsure sale stalls, sold for discount

KARREN VERGARA  |  FRIDAY, 23 AUG 2019
... commence in the role in January 2020, joining from Telstra where she is currently group general counsel and group executive of legal and corporate affairs. Wharton joined CBA in 2016 and has led change programs to upgrade the bank's technology and regulatory ...

EY bolsters financial services law team

HARRISON WORLEY  |  MONDAY, 19 AUG 2019
Global management consultancy Ernst and Young boosted its local financial services legal team with the appointment of an alternative investments specialist. Former Norton Rose Fullbright partner Nikki Bentley joined EY Australia this month as a partner ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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