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Showing 931 - 940 of 2079 results for "Apply"

APRA not clear how to police BEAR breaches

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... Accountability Regime is the second time that APRA has received direct powers to disqualify an accountable person without having to apply to the Federal Court. The last time it had this power was for more than three years, ending around 2007. Byres said ...

Former planner charged with dishonesty

HARRISON WORLEY  |  FRIDAY, 30 NOV 2018
ASIC has charged a former financial planner with 13 dishonesty offences, for allegedly transferring SMSF funds to his own businesses. Bradley Grimm - who previously ran the now wound-up Ostrava Equities - allegedly transferred funds from the SMSFs of ...

Asset managers join diversity program

DARREN SNYDER  |  TUESDAY, 27 NOV 2018
A $419 billion global investment manager and an Australian boutique are the latest signatories to a campaign aimed at attracting more diverse talent into investing roles. Fidelity International and Yarra Capital Management recently joined the Mercer-led ...

Advice group rebuilds following regulatory headwinds

DARREN SNYDER  |  MONDAY, 26 NOV 2018
... period of restructuring and realignment we have had to focus efforts and energy elsewhere but in due course we intend to apply the right level of focus to mymoney247 to adequately test the opportunity, which we see as potentially significant," Cullen ...

Labor franking credit changes fair but not the best: Grattan

KANIKA SOOD  |  MONDAY, 26 NOV 2018
... refundable franking credits and, over time, is likely to exacerbate the disruption to tax neutrality. "The guarantee will apply only to an SMSF if one or more members of the fund were receiving a Centrelink pension before 28 March 2018. This 'at ...

BEAR should be expanded, ASIC included: Shipton

JAMIE WILLIAMSON  |  FRIDAY, 23 NOV 2018
... similar Senior Managers Regime which FCA staff are also required to adhere to. When questioned whether ASIC would intend to apply the fundamental principles of the BEAR to its own staff in the same way, Shipton said he is minded to do so. "I am very ...

Super fund slashes fees, switches administrator

KARREN VERGARA  |  WEDNESDAY, 21 NOV 2018
... ($35). For retirement scheme members, switching fees ($20) and request for family law information fees ($275) no longer apply. Additionally, defined benefit members will not be charged the latter. Across the board, request for family law information ...

Global asset managers sign responsible firearms framework

DARREN SNYDER  |  THURSDAY, 15 NOV 2018
... safety issues and reduce investment risk." The five principles are not prescriptive and each signatory will interpret and apply them as they see fit. Principle 1 : Manufacturers should support, advance and integrate the development of technology designed ...

Government amends key super reforms

JAMIE WILLIAMSON  |  WEDNESDAY, 14 NOV 2018
... occupations. Addressing delegates at the 2018 ASFA Conference, Assistant Treasurer Stuart Robert said the exception will apply to new members under the age of 25 or with an active low balance in prescribed dangerous occupations. Robert said the move ...

ASIC moves to make licensees FASEA compliant

JAMIE WILLIAMSON  |  FRIDAY, 9 NOV 2018
... implications of the proposals in addition to providing feedback on whether the proposals are necessary, which elements should not apply and whether there is a better way to amend the existing organisational competence framework. Consultation is open ...